| # | Holder Name | Position | Position Change | $ Market Value | % Port | % O/S | Rpt Date |
|---|---|---|---|---|---|---|---|
| 1 | G1 Execution Services LLC | 13,102 | 11,797 | 41,140.28 | 0.0018 | 0.098 | 09/30/2025 |
| 2 | Invesco Capital Management LLC | 12,212 | 12,212 | 38,345.68 | 0 | 0.0913 | 09/30/2025 |
| 3 | Morgan Stanley & Co. LLC | 8,123 | -15 | 25,506.22 | 0 | 0.0608 | 09/30/2025 |
| 4 | BNP Paribas Financial Markets | 4,184 | 175 | 13,137.76 | 0 | 0.0313 | 09/30/2025 |
| 5 | Tower Research Capital LLC | 520 | 520 | 1,632.8 | 0 | 0.0039 | 09/30/2025 |
| 6 | Citigroup Global Markets, Inc. (Investment Management) | 287 | 287 | 901.18 | 0 | 0.0021 | 09/30/2025 |
| 7 | Simplex Trading LLC | 285 | -2,326 | 894.9 | 0 | 0.0021 | 09/30/2025 |
| 8 | Group One Trading LLC | 170 | -1,695 | 533.8 | 0 | 0.0013 | 09/30/2025 |
| 9 | UBS Securities LLC | 69 | -3,182 | 216.66 | 0 | 0.0005 | 09/30/2025 |
| 10 | Aperio Group LLC | 47 | -71 | 147.58 | 0 | 0.0004 | 09/30/2025 |
| 11 | Morgan Stanley Smith Barney LLC (Investment Management) | 26 | -1 | 81.64 | 0 | 0.0002 | 09/30/2025 |
| 12 | Allworth Financial LP | 15 | 0 | 47.1 | 0 | 0.0001 | 09/30/2025 |
| 13 | RhumbLine Advisers LP | 6 | -106 | 18.84 | 0 | 0 | 09/30/2025 |
| # | Holder Name | Position | Position Change | $ Market Value | % Port | % O/S | Rpt Date |
|---|---|---|---|---|---|---|---|
| 1 | Invesco Golden Dragon China ETF | 11,710 | 11,710 | 36,769.4 | 0.0261 | 0.0876 | 11/28/2025 |
| 2 | Dimensional Funds Plc - World Equity Fund | 2,275 | 2,275 | 7,143.5 | 0.0001 | 0.017 | 10/31/2025 |
| 3 | Fidelity Nasdaq Composite Index Fund | 1,408 | 1,408 | 4,421.12 | 0 | 0.0105 | 10/31/2025 |
| 4 | DFA Emerging Markets Sustainability Core 1 Portfolio | 936 | 936 | 2,939.04 | 0.0002 | 0.007 | 09/30/2025 |
| # | Holder Name | Position | Position Change | $ Market Value | % Port | % O/S | Rpt Date |
|---|---|---|---|---|---|---|---|
| 1 | Invesco Capital Management LLC | 12,212 | 12,212 | 38,345.68 | 0 | 0.0913 | 09/30/2025 |
| 2 | G1 Execution Services LLC | 13,102 | 11,797 | 41,140.28 | 0.0018 | 0.098 | 09/30/2025 |
| 3 | Tower Research Capital LLC | 520 | 520 | 1,632.8 | 0 | 0.0039 | 09/30/2025 |
| 4 | Citigroup Global Markets, Inc. (Investment Management) | 287 | 287 | 901.18 | 0 | 0.0021 | 09/30/2025 |
| 5 | BNP Paribas Financial Markets | 4,184 | 175 | 13,137.76 | 0 | 0.0313 | 09/30/2025 |
| # | Holder Name | Position | Position Change | $ Market Value | % Port | % O/S | Rpt Date |
|---|---|---|---|---|---|---|---|
| 1 | Acadian Asset Management LLC | 0 | -43,410 | 0 | 0 | 0 | |
| 2 | RBF Capital LLC | 0 | -9,790 | 0 | 0 | 0 | |
| 3 | Dimensional Fund Advisors LP | 0 | -7,964 | 0 | 0 | 0 | |
| 4 | XTX Markets LLC | 0 | -4,236 | 0 | 0 | 0 | |
| 5 | Two Sigma Securities LLC | 0 | -3,334 | 0 | 0 | 0 | |
| 6 | UBS Securities LLC | 69 | -3,182 | 216.66 | 0 | 0.0005 | 09/30/2025 |
| 7 | Simplex Trading LLC | 285 | -2,326 | 894.9 | 0 | 0.0021 | 09/30/2025 |
| 8 | Group One Trading LLC | 170 | -1,695 | 533.8 | 0 | 0.0013 | 09/30/2025 |
| 9 | Savant Capital LLC (Illinois) | 0 | -1,249 | 0 | 0 | 0 | |
| 10 | Gabelli Funds LLC | 0 | -800 | 0 | 0 | 0 |
Data provided by FactSet Research Systems Inc.