# Holder Name Position Position Change $ Market Value % Port % O/S Rpt Date
1 Heights Capital Management, Inc. 67,254 0 92,137.98 0.0022 5.1787 09/30/2024
2 UBS Securities LLC 7,985 3,621 10,939.45 0 0.6149 06/30/2025
3 Desjardins Securities, Inc. 3,388 0 4,641.56 0 0.2609 06/30/2025
4 GAMMA Investing LLC 2,061 -3,028 2,823.57 0.0002 0.1587 06/30/2025
5 SBI Securities Co., Ltd. 2,004 2,002 2,745.48 0.0001 0.1543 06/30/2025
6 Morgan Stanley & Co. LLC 1,800 -411 2,466 0 0.1386 06/30/2025
7 RhumbLine Advisers LP 1,768 570 2,422.16 0 0.1361 06/30/2025
8 Osaic Wealth, Inc. (Investment Management) 396 0 542.52 0 0.0305 06/30/2025
9 Merrill Lynch, Pierce, Fenner & Smith, Inc. (Invt Mgmt) 303 301 415.11 0 0.0233 06/30/2025
10 Raymond James Financial Services Advisors, Inc. 204 204 279.48 0 0.0157 06/30/2025
11 Yorkville Asset Management, Inc. 14 0 19.18 0 0.0011 09/30/2024
12 Group One Trading LLC 11 -11 15.07 0 0.0008 06/30/2025
13 Financial Management Professionals, Inc. 9 9 12.33 0 0.0007 06/30/2025
14 RBC Dominion Securities, Inc. (Investment Management) 4 0 5.48 0 0.0003 06/30/2025
15 Morgan Stanley Smith Barney LLC (Investment Management) 2 0 2.74 0 0.0002 06/30/2025
# Holder Name Position Position Change $ Market Value % Port % O/S Rpt Date
1 Yorkville Health Care Opportunities Class 14 0 19.18 0.0005 0.0011 09/30/2024
# Holder Name Position Position Change $ Market Value % Port % O/S Rpt Date
1 UBS Securities LLC 7,985 3,621 10,939.45 0 0.6149 06/30/2025
2 SBI Securities Co., Ltd. 2,004 2,002 2,745.48 0.0001 0.1543 06/30/2025
3 RhumbLine Advisers LP 1,768 570 2,422.16 0 0.1361 06/30/2025
4 Merrill Lynch, Pierce, Fenner & Smith, Inc. (Invt Mgmt) 303 301 415.11 0 0.0233 06/30/2025
5 Raymond James Financial Services Advisors, Inc. 204 204 279.48 0 0.0157 06/30/2025
6 Financial Management Professionals, Inc. 9 9 12.33 0 0.0007 06/30/2025
# Holder Name Position Position Change $ Market Value % Port % O/S Rpt Date
1 GAMMA Investing LLC 2,061 -3,028 2,823.57 0.0002 0.1587 06/30/2025
2 Morgan Stanley & Co. LLC 1,800 -411 2,466 0 0.1386 06/30/2025
3 Group One Trading LLC 11 -11 15.07 0 0.0008 06/30/2025

Data provided by FactSet Research Systems Inc.