# Holder Name Position Position Change $ Market Value % Port % O/S Rpt Date
1 Heights Capital Management, Inc. 67,254 0 133,162.92 0.0058 5.1787 09/30/2024
2 UBS Securities LLC 4,364 4,364 8,640.72 0 0.336 12/31/2024
3 GAMMA Investing LLC 3,568 3,568 7,064.64 0.0005 0.2747 03/31/2025
4 Desjardins Securities, Inc. 3,388 -604 6,708.24 0 0.2609 12/31/2024
5 Morgan Stanley & Co. LLC 2,211 2,033 4,377.78 0 0.1703 12/31/2024
6 RhumbLine Advisers LP 1,388 409 2,748.24 0 0.1069 03/31/2025
7 Osaic Wealth, Inc. (Investment Management) 396 0 784.08 0 0.0305 12/31/2024
8 Financial Management Professionals, Inc. 47 47 93.06 0 0.0036 03/31/2025
9 Group One Trading LLC 22 0 43.56 0 0.0017 12/31/2024
10 Yorkville Asset Management, Inc. 14 0 27.72 0 0.0011 03/31/2024
11 SBI Securities Co., Ltd. 5 5 9.9 0 0.0004 03/31/2025
12 RBC Dominion Securities, Inc. (Investment Management) 4 1 7.92 0 0.0003 12/31/2024
13 Merrill Lynch, Pierce, Fenner & Smith, Inc. (Invt Mgmt) 2 0 3.96 0 0.0002 12/31/2024
14 Morgan Stanley Smith Barney LLC (Investment Management) 2 0 3.96 0 0.0002 12/31/2024
15 UBS Financial Services, Inc. 2 0 3.96 0 0.0002 12/31/2024
# Holder Name Position Position Change $ Market Value % Port % O/S Rpt Date
1 Yorkville Health Care Opportunities Class 14 0 27.72 0.0006 0.0011 03/31/2024
# Holder Name Position Position Change $ Market Value % Port % O/S Rpt Date
1 UBS Securities LLC 4,364 4,364 8,640.72 0 0.336 12/31/2024
2 GAMMA Investing LLC 3,568 3,568 7,064.64 0.0005 0.2747 03/31/2025
3 Morgan Stanley & Co. LLC 2,211 2,033 4,377.78 0 0.1703 12/31/2024
4 RhumbLine Advisers LP 1,388 409 2,748.24 0 0.1069 03/31/2025
5 Financial Management Professionals, Inc. 47 47 93.06 0 0.0036 03/31/2025
6 SBI Securities Co., Ltd. 5 5 9.9 0 0.0004 03/31/2025
7 Vermillion Wealth Management, Inc. 2 2 3.96 0 0.0002 03/31/2025
8 RBC Dominion Securities, Inc. (Investment Management) 4 1 7.92 0 0.0003 12/31/2024
# Holder Name Position Position Change $ Market Value % Port % O/S Rpt Date
1 Desjardins Securities, Inc. 3,388 -604 6,708.24 0 0.2609 12/31/2024
2 IFP Advisors LLC 0 -7 0 0 0
3 Capital Performance Advisors LLP 0 -5 0 0 0

Data provided by FactSet Research Systems Inc.