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Institutional Ownership

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TOP INSTITUTIONAL HOLDERS POSITION
Great Lakes Advisors LLC 265,770
The Chicago Trust Co. Na (Investment Management) 46,171
Manulife Investment Management (US) LLC 33,500
TOP MUTUAL FUND HOLDERS POSITION
Manulife Global Fund - Multi-Asset Diversified Income Fund 33,500
JPMorgan ETFs IE ICAV - All Cont Res Enh Ind Eq Act UCITS ETF 400

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DR Details

DR Symbol DSEEY
CUSIP 234064301
DR Venue OTC
DR ISIN US2340643012
Ratio DR:ORD 1:1
Underlying ISIN JP3502200003
Country Japan
Effective Date Jan 29, 2010
Depositary DB (Sponsored)
Industry Financial Services
Daiwa Securities Group, Inc. is a holding company. The Company and its subsidiaries are engaged in a full range of investment and financing services in core securities businesses; buying or selling securities and derivative financial instruments; underwriting or offering securities; collecting or selling securities; and handling private placement of securities. The Company and its subsidiaries are based the business in Japan, the U.S., Europe, Asia and Oceania, and are offering customeres in the world the services of both fund procurement and operation needs based on the global network.

Data provided by Mergent, Inc.

Fee Type in US Dollar per ADS Deposit Agreement
Cable Fee per Cancellation $17.5000

Monthly Trading Summary

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Month Month End DR Close Price DR Trading Volume Avg Day DR Trading Volume
Jun.25 7.17 546,591 27,330
May.25 6.81 248,440 11,830
Apr.25 6.80 208,359 9,922

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