| # | Holder Name | Position | Position Change | $ Market Value | % Port | % O/S | Rpt Date |
|---|---|---|---|---|---|---|---|
| 1 | Exome Asset Management LLC | 1,060,221 | 1,060,221 | 4,071,248.64 | 2.0279 | 2.2495 | 12/31/2025 |
| 2 | Fifth Lane Capital LP | 145,000 | 117,500 | 556,800 | 0.6608 | 0.3077 | 12/31/2025 |
| 3 | Kamunting Street Capital Management LP | 126,032 | 0 | 483,962.88 | 0.3126 | 0.2674 | 12/31/2025 |
| 4 | Morgan Stanley & Co. LLC | 72,100 | -4,600 | 276,864 | 0.0001 | 0.153 | 12/31/2025 |
| 5 | Citadel Securities LLC | 48,385 | 7,869 | 185,798.4 | 0.0004 | 0.1027 | 12/31/2025 |
| 6 | SmartHarvest Portfolios LLC | 38,771 | 38,771 | 148,880.64 | 0.0511 | 0.0823 | 12/31/2025 |
| 7 | Nomura Global Financial Products, Inc. | 18,000 | 18,000 | 69,120 | 0.0007 | 0.0382 | 12/31/2025 |
| 8 | Brewin Dolphin Wealth Management Ltd. | 16,850 | 0 | 64,704 | 0.0038 | 0.0358 | 12/31/2025 |
| 9 | Geode Capital Management LLC | 10,309 | 0 | 39,586.56 | 0 | 0.0219 | 12/31/2025 |
| 10 | Morgan Stanley Smith Barney LLC (Investment Management) | 3,545 | -2,507 | 13,612.8 | 0 | 0.0075 | 12/31/2025 |
| 11 | EverSource Wealth Advisors LLC | 2,478 | -4,026 | 9,515.52 | 0.0003 | 0.0053 | 12/31/2025 |
| 12 | BNP Paribas Financial Markets | 1,700 | 1,400 | 6,528 | 0 | 0.0036 | 12/31/2025 |
| 13 | UBS Securities LLC | 1,339 | -241 | 5,141.76 | 0 | 0.0028 | 12/31/2025 |
| 14 | UBS Switzerland AG (Investment Management) | 1,214 | -12 | 4,661.76 | 0 | 0.0026 | 12/31/2025 |
| 15 | Aperio Group LLC | 635 | 0 | 2,438.4 | 0 | 0.0013 | 12/31/2025 |
| # | Holder Name | Position | Position Change | $ Market Value | % Port | % O/S | Rpt Date |
|---|---|---|---|---|---|---|---|
| 1 | Invesco Golden Dragon China ETF | 47,124 | 47,124 | 180,956.16 | 0.1603 | 0.1 | 03/31/2026 |
| 2 | Fidelity Nasdaq Composite Index Fund | 10,309 | 0 | 39,586.56 | 0.0002 | 0.0219 | 02/28/2026 |
| # | Holder Name | Position | Position Change | $ Market Value | % Port | % O/S | Rpt Date |
|---|---|---|---|---|---|---|---|
| 1 | Exome Asset Management LLC | 1,060,221 | 1,060,221 | 4,071,248.64 | 2.0279 | 2.2495 | 12/31/2025 |
| 2 | Fifth Lane Capital LP | 145,000 | 117,500 | 556,800 | 0.6608 | 0.3077 | 12/31/2025 |
| 3 | SmartHarvest Portfolios LLC | 38,771 | 38,771 | 148,880.64 | 0.0511 | 0.0823 | 12/31/2025 |
| 4 | Nomura Global Financial Products, Inc. | 18,000 | 18,000 | 69,120 | 0.0007 | 0.0382 | 12/31/2025 |
| 5 | Citadel Securities LLC | 48,385 | 7,869 | 185,798.4 | 0.0004 | 0.1027 | 12/31/2025 |
| 6 | BNP Paribas Financial Markets | 1,700 | 1,400 | 6,528 | 0 | 0.0036 | 12/31/2025 |
| 7 | SBI Securities Co., Ltd. | 102 | 29 | 391.68 | 0 | 0.0002 | 12/31/2025 |
| 8 | The Northwestern Mutual Life Insurance Co. (Invt Port) | 12 | 12 | 46.08 | 0 | 0 | 12/31/2025 |
| # | Holder Name | Position | Position Change | $ Market Value | % Port | % O/S | Rpt Date |
|---|---|---|---|---|---|---|---|
| 1 | Gordian Capital Singapore Pte Ltd. | 0 | -48,342 | 0 | 0 | 0 | |
| 2 | Marex Prime Services Ltd. | 0 | -23,419 | 0 | 0 | 0 | |
| 3 | XTX Markets LLC | 0 | -10,909 | 0 | 0 | 0 | |
| 4 | Morgan Stanley & Co. LLC | 72,100 | -4,600 | 276,864 | 0.0001 | 0.153 | 12/31/2025 |
| 5 | EverSource Wealth Advisors LLC | 2,478 | -4,026 | 9,515.52 | 0.0003 | 0.0053 | 12/31/2025 |
| 6 | Morgan Stanley Smith Barney LLC (Investment Management) | 3,545 | -2,507 | 13,612.8 | 0 | 0.0075 | 12/31/2025 |
| 7 | UBS Securities LLC | 1,339 | -241 | 5,141.76 | 0 | 0.0028 | 12/31/2025 |
| 8 | UBS Switzerland AG (Investment Management) | 1,214 | -12 | 4,661.76 | 0 | 0.0026 | 12/31/2025 |
Data provided by FactSet Research Systems Inc.