| # | Holder Name | Position | Position Change | $ Market Value | % Port | % O/S | Rpt Date |
|---|---|---|---|---|---|---|---|
| 1 | Kynam Capital Management LP | 994,883 | 0 | 16,674,239.08 | 1.0369 | 11.0125 | 12/31/2025 |
| 2 | CRCM LP | 491,426 | 269,851 | 8,236,299.76 | 3.3081 | 5.4397 | 12/31/2025 |
| 3 | Truvalue Asset Management Co. Ltd. | 44,090 | 44,090 | 738,948.4 | 0.0305 | 0.488 | 12/31/2025 |
| 4 | Renaissance Technologies LLC | 31,117 | -600 | 521,520.92 | 0.0007 | 0.3444 | 12/31/2025 |
| 5 | Amova Asset Management Americas, Inc. | 30,137 | -4,705 | 505,096.12 | 0.006 | 0.3336 | 03/31/2026 |
| 6 | BofA Securities, Inc. | 29,164 | 0 | 488,788.64 | 0.0007 | 0.3228 | 12/31/2025 |
| 7 | Redwood Wealth Management Group LLC | 18,278 | 18,278 | 306,339.28 | 0.1886 | 0.2023 | 03/31/2026 |
| 8 | Morgan Stanley & Co. LLC | 11,367 | -10,900 | 190,510.92 | 0.0001 | 0.1258 | 12/31/2025 |
| 9 | Marshall Wace LLP | 10,903 | 10,903 | 182,734.28 | 0.0002 | 0.1207 | 12/31/2025 |
| 10 | BNP Paribas Financial Markets | 2,800 | 1,900 | 46,928 | 0 | 0.031 | 12/31/2025 |
| 11 | Morgan Stanley Smith Barney LLC (Investment Management) | 473 | 473 | 7,927.48 | 0 | 0.0052 | 12/31/2025 |
| 12 | UBS Securities LLC | 408 | 408 | 6,838.08 | 0 | 0.0045 | 03/31/2026 |
| 13 | Merrill Lynch, Pierce, Fenner & Smith, Inc. (Invt Mgmt) | 13 | 0 | 217.88 | 0 | 0.0001 | 12/31/2025 |
| 14 | BlackRock Financial Management, Inc. | 6 | 0 | 100.56 | 0 | 0.0001 | 12/31/2025 |
| 15 | Aperio Group LLC | 4 | 0 | 67.04 | 0 | 0 | 12/31/2025 |
| # | Holder Name | Position | Position Change | $ Market Value | % Port | % O/S | Rpt Date |
|---|---|---|---|---|---|---|---|
| 1 | CSOP Glb Pharmaceutical and Biological Stock Initiation QDII | 44,090 | 44,090 | 738,948.4 | 0.4983 | 0.488 | 12/31/2025 |
| 2 | Nikko Asset Global All-Biogenome Equity Mother Fund | 31,807 | -21,208 | 533,085.32 | 0.3352 | 0.3521 | 12/08/2025 |
| 3 | Invesco Golden Dragon China ETF | 4,458 | 4,458 | 74,716.08 | 0.0645 | 0.0493 | 04/30/2026 |
| 4 | Fidelity Nasdaq Composite Index Fund | 3,242 | 1,450 | 54,335.92 | 0.0002 | 0.0359 | 03/31/2026 |
| 5 | Even Herd Long Short ETF | 2,485 | 2,485 | 41,648.6 | 0.0667 | 0.0275 | 04/30/2026 |
| 6 | DFA Emerging Markets Core Equity 2 Portfolio | 1,360 | 0 | 22,793.6 | 0.0001 | 0.0151 | 02/28/2026 |
| 7 | DFA Emerging Markets Social Core Equity Portfolio | 926 | 926 | 15,519.76 | 0.0007 | 0.0103 | 02/28/2026 |
| 8 | DFA Emerging Markets Small Cap Portfolio | 917 | 512 | 15,368.92 | 0.0004 | 0.0102 | 02/28/2026 |
| 9 | DFA Emerging Markets Small Cap Series (The) | 917 | 512 | 15,368.92 | 0.0004 | 0.0102 | 01/31/2026 |
| 10 | DFA World (ex-US) Core Equity Portfolio | 616 | -684 | 10,324.16 | 0.0002 | 0.0068 | 02/28/2026 |
| 11 | NYSTRS DFA EM SHADOW | 9 | 9 | 150.84 | 0.0001 | 0.0001 | 11/30/2025 |
| # | Holder Name | Position | Position Change | $ Market Value | % Port | % O/S | Rpt Date |
|---|---|---|---|---|---|---|---|
| 1 | CRCM LP | 491,426 | 269,851 | 8,236,299.76 | 3.3081 | 5.4397 | 12/31/2025 |
| 2 | Truvalue Asset Management Co. Ltd. | 44,090 | 44,090 | 738,948.4 | 0.0305 | 0.488 | 12/31/2025 |
| 3 | Redwood Wealth Management Group LLC | 18,278 | 18,278 | 306,339.28 | 0.1886 | 0.2023 | 03/31/2026 |
| 4 | Marshall Wace LLP | 10,903 | 10,903 | 182,734.28 | 0.0002 | 0.1207 | 12/31/2025 |
| 5 | BNP Paribas Financial Markets | 2,800 | 1,900 | 46,928 | 0 | 0.031 | 12/31/2025 |
| 6 | Morgan Stanley Smith Barney LLC (Investment Management) | 473 | 473 | 7,927.48 | 0 | 0.0052 | 12/31/2025 |
| 7 | UBS Securities LLC | 408 | 408 | 6,838.08 | 0 | 0.0045 | 03/31/2026 |
| 8 | Citigroup Global Markets, Inc. (Investment Management) | 1 | 1 | 16.76 | 0 | 0 | 12/31/2025 |
| # | Holder Name | Position | Position Change | $ Market Value | % Port | % O/S | Rpt Date |
|---|---|---|---|---|---|---|---|
| 1 | Prospera Financial Services, Inc. | 0 | -24,755 | 0 | 0 | 0 | |
| 2 | Morgan Stanley & Co. LLC | 11,367 | -10,900 | 190,510.92 | 0.0001 | 0.1258 | 12/31/2025 |
| 3 | SkyView Investment Advisors LLC | 0 | -10,000 | 0 | 0 | 0 | |
| 4 | Ayalon Mutual Funds Ltd. | 0 | -7,980 | 0 | 0 | 0 | |
| 5 | Abaris Investment Management AG | 0 | -6,500 | 0 | 0 | 0 | |
| 6 | Amova Asset Management Americas, Inc. | 30,137 | -4,705 | 505,096.12 | 0.006 | 0.3336 | 03/31/2026 |
| 7 | China Universal Asset Management Co., Ltd. | 0 | -3,000 | 0 | 0 | 0 | |
| 8 | UBS Switzerland AG (Investment Management) | 0 | -868 | 0 | 0 | 0 | |
| 9 | Renaissance Technologies LLC | 31,117 | -600 | 521,520.92 | 0.0007 | 0.3444 | 12/31/2025 |
| 10 | JPMorgan Securities LLC (Investment Management) | 0 | -64 | 0 | 0 | 0 |
Data provided by FactSet Research Systems Inc.