| # | Holder Name | Position | Position Change | $ Market Value | % Port | % O/S | Rpt Date |
|---|---|---|---|---|---|---|---|
| 1 | L1 Capital Global, Inc. | 920,268 | 803,971 | 1,619,671.68 | 38.6682 | 0.0696 | 11/14/2025 |
| 2 | S.H.N. Financial Investments Ltd. | 714,285 | 597,988 | 1,257,141.6 | 23.7479 | 0.0541 | 07/31/2025 |
| 3 | Morgan Stanley & Co. LLC | 210 | 0 | 369.6 | 0 | 0 | 09/30/2025 |
| 4 | SBI Securities Co., Ltd. | 206 | 0 | 362.56 | 0 | 0 | 09/30/2025 |
| 5 | Aperio Group LLC | 148 | 0 | 260.48 | 0 | 0 | 09/30/2025 |
| 6 | Group One Trading LLC | 46 | -29 | 80.96 | 0 | 0 | 09/30/2025 |
| 7 | Desjardins Securities, Inc. | 13 | 0 | 22.88 | 0 | 0 | 09/30/2025 |
| 8 | Osaic Wealth, Inc. (Investment Management) | 5 | 0 | 8.8 | 0 | 0 | 09/30/2025 |
| 9 | Morgan Stanley Smith Barney LLC (Investment Management) | 2 | -1 | 3.52 | 0 | 0 | 09/30/2025 |
| 10 | UBS Financial Services, Inc. | 2 | 0 | 3.52 | 0 | 0 | 09/30/2025 |
| 11 | Arax Advisory Partners | 1 | 0 | 1.76 | 0 | 0 | 06/30/2025 |
| 12 | RhumbLine Advisers LP | 1 | 0 | 1.76 | 0 | 0 | 09/30/2025 |
| 13 | Wells Fargo Clearing Services LLC | 1 | 0 | 1.76 | 0 | 0 | 09/30/2025 |
| # | Holder Name | Position | Position Change | $ Market Value | % Port | % O/S | Rpt Date |
|---|---|---|---|---|---|---|---|
| 1 | Invesco Golden Dragon China ETF | 318,047 | 318,047 | 559,762.72 | 0.4047 | 0.0241 | 12/31/2025 |
| # | Holder Name | Position | Position Change | $ Market Value | % Port | % O/S | Rpt Date |
|---|---|---|---|---|---|---|---|
| 1 | L1 Capital Global, Inc. | 920,268 | 803,971 | 1,619,671.68 | 38.6682 | 0.0696 | 11/14/2025 |
| 2 | S.H.N. Financial Investments Ltd. | 714,285 | 597,988 | 1,257,141.6 | 23.7479 | 0.0541 | 07/31/2025 |
| # | Holder Name | Position | Position Change | $ Market Value | % Port | % O/S | Rpt Date |
|---|---|---|---|---|---|---|---|
| 1 | Citadel Securities LLC | 0 | -13,800 | 0 | 0 | 0 | |
| 2 | UBS Securities LLC | 0 | -2,270 | 0 | 0 | 0 | |
| 3 | Group One Trading LLC | 46 | -29 | 80.96 | 0 | 0 | 09/30/2025 |
| 4 | Parametric Portfolio Associates LLC | 0 | -24 | 0 | 0 | 0 | |
| 5 | JPMorgan Securities LLC (Investment Management) | 0 | -7 | 0 | 0 | 0 | |
| 6 | The Northwestern Mutual Life Insurance Co. (Invt Port) | 0 | -4 | 0 | 0 | 0 | |
| 7 | Morgan Stanley Smith Barney LLC (Investment Management) | 2 | -1 | 3.52 | 0 | 0 | 09/30/2025 |
Data provided by FactSet Research Systems Inc.