| # | Holder Name | Position | Position Change | $ Market Value | % Port | % O/S | Rpt Date |
|---|---|---|---|---|---|---|---|
| 1 | Morgan Stanley & Co. LLC | 361 | -20 | 3,036.01 | 0 | 0.0007 | 06/30/2026 |
| 2 | BNP Paribas Financial Markets SNC | 195 | -9 | 1,639.95 | 0 | 0.0004 | 06/30/2026 |
| 3 | RBC Capital Markets LLC (Investment Management) | 14 | 3 | 117.74 | 0 | 0 | 06/30/2026 |
| 4 | Caitong International Asset Management Co., Ltd. | 6 | 6 | 50.46 | 0 | 0 | 09/30/2026 |
| 5 | SBI Securities Co., Ltd. | 3 | 3 | 25.23 | 0 | 0 | 09/30/2026 |
| 6 | JPMorgan Securities LLC (Investment Management) | 1 | 1 | 8.41 | 0 | 0 | 06/30/2026 |
| 7 | Morgan Stanley Smith Barney LLC (Investment Management) | 1 | 0 | 8.41 | 0 | 0 | 06/30/2026 |
| # | Holder Name | Position | Position Change | $ Market Value | % Port | % O/S | Rpt Date |
|---|---|---|---|---|---|---|---|
| 1 | Invesco Golden Dragon China ETF | 3,513 | 3,513 | 29,544.33 | 0.037 | 0.0069 | 10/30/2026 |
| 2 | Fidelity Nasdaq Composite Index Fund | 3,195 | 3,125 | 26,869.95 | 0.0001 | 0.0063 | 09/30/2026 |
| 3 | Dimensional Funds Plc - World Equity Fund | 1 | -109 | 8.41 | 0 | 0 | 08/31/2026 |
| # | Holder Name | Position | Position Change | $ Market Value | % Port | % O/S | Rpt Date |
|---|---|---|---|---|---|---|---|
| 1 | Caitong International Asset Management Co., Ltd. | 6 | 6 | 50.46 | 0 | 0 | 09/30/2026 |
| 2 | RBC Capital Markets LLC (Investment Management) | 14 | 3 | 117.74 | 0 | 0 | 06/30/2026 |
| 3 | SBI Securities Co., Ltd. | 3 | 3 | 25.23 | 0 | 0 | 09/30/2026 |
| 4 | JPMorgan Securities LLC (Investment Management) | 1 | 1 | 8.41 | 0 | 0 | 06/30/2026 |
| # | Holder Name | Position | Position Change | $ Market Value | % Port | % O/S | Rpt Date |
|---|---|---|---|---|---|---|---|
| 1 | Susquehanna Financial Group LLLP | 0 | -714 | 0 | 0 | 0 | |
| 2 | Citadel Securities LLC | 0 | -641 | 0 | 0 | 0 | |
| 3 | Two Sigma Securities LLC | 0 | -590 | 0 | 0 | 0 | |
| 4 | Morgan Stanley & Co. LLC | 361 | -20 | 3,036.01 | 0 | 0.0007 | 06/30/2026 |
| 5 | BNP Paribas Financial Markets SNC | 195 | -9 | 1,639.95 | 0 | 0.0004 | 06/30/2026 |
| 6 | Aperio Group LLC | 0 | -2 | 0 | 0 | 0 |
Data provided by FactSet Research Systems Inc.