| # | Holder Name | Position | Position Change | $ Market Value | % Port | % O/S | Rpt Date |
|---|---|---|---|---|---|---|---|
| 1 | Deep Track Capital LP | 12,161,496 | 4,827,173 | 136,938,444.96 | 2.1355 | 12.676 | 03/31/2026 |
| 2 | RTW Investments LP | 10,632,390 | 1,875,000 | 119,720,711.4 | 1.0253 | 11.0822 | 03/31/2026 |
| 3 | Marshall Wace LLP | 4,038,335 | 4,038,335 | 45,471,652.1 | 0.0424 | 4.2092 | 03/31/2026 |
| 4 | Tang Capital Management LLC | 4,002,200 | 4,002,200 | 45,064,772 | 2.0731 | 4.1715 | 03/31/2026 |
| 5 | BIT Capital GmbH | 3,491,234 | 3,202,420 | 39,311,294.84 | 1.4033 | 3.6389 | 03/31/2026 |
| 6 | ARK Investment Management LLC | 3,301,050 | 1,145,038 | 37,169,823 | 0.2507 | 3.4407 | 03/31/2026 |
| 7 | Millennium Management LLC | 3,138,522 | 1,750,864 | 35,339,757.72 | 0.0246 | 3.2713 | 03/31/2026 |
| 8 | GMT Capital Corp. | 3,078,536 | 233,918 | 34,664,315.36 | 0.9045 | 3.2088 | 03/31/2026 |
| 9 | Two Sigma Investments LP | 2,583,499 | 939,257 | 29,090,198.74 | 0.0219 | 2.6928 | 03/31/2026 |
| 10 | DAFNA Capital Management LLC | 2,418,882 | 1,607,836 | 27,236,611.32 | 5.3117 | 2.5212 | 03/31/2026 |
| 11 | Baker Bros. Advisors LP | 2,344,720 | 2,344,720 | 26,401,547.2 | 0.1158 | 2.4439 | 03/31/2026 |
| 12 | Eagle Health Investments LP | 2,060,427 | 541,039 | 23,200,408.02 | 4.1314 | 2.1476 | 03/31/2026 |
| 13 | NEXTBio Capital Management LP | 2,021,407 | 1,268,776 | 22,761,042.82 | 11.1278 | 2.1069 | 03/31/2026 |
| 14 | UBS Securities LLC | 1,838,725 | 162,179 | 20,704,043.5 | 0.0075 | 1.9165 | 03/31/2026 |
| 15 | Caption Management LLC | 1,610,130 | 1,610,130 | 18,130,063.8 | 0.7948 | 1.6782 | 03/31/2026 |
| # | Holder Name | Position | Position Change | $ Market Value | % Port | % O/S | Rpt Date |
|---|---|---|---|---|---|---|---|
| 1 | ARK Genomic Revolution ETF | 3,296,031 | 1,235,523 | 37,113,309.06 | 2.3615 | 3.4355 | 06/30/2026 |
| 2 | iShares Biotechnology ETF | 764,943 | 233,441 | 8,613,258.18 | 0.0957 | 0.7973 | 06/30/2026 |
| 3 | 10XDNA - Disruptive Technologies | 545,970 | 167,263 | 6,147,622.2 | 8.3362 | 0.5691 | 05/29/2026 |
| 4 | AdvisorShares Psychedelics ETF | 335,672 | 104,762 | 3,779,666.72 | 9.1747 | 0.3499 | 06/30/2026 |
| 5 | Nikko Asset Global All-Biogenome Equity Mother Fund | 254,048 | 0 | 2,860,580.48 | 1.4494 | 0.2648 | 12/08/2025 |
| 6 | Legal & General UCITS ETF Plc - Healthcare Breakthrough | 219,921 | 219,921 | 2,476,310.46 | 0.9393 | 0.2292 | 06/30/2026 |
| 7 | Vermoegen - Global | 200,000 | 200,000 | 2,252,000 | 5.0224 | 0.2085 | 03/31/2026 |
| 8 | Royce Smaller Companies Growth Fund | 178,000 | 178,000 | 2,004,280 | 0.8976 | 0.1855 | 06/30/2026 |
| 9 | ARK Genomic Revolution UCITS ETF | 168,722 | 83,586 | 1,899,809.72 | 2.7564 | 0.1759 | 06/30/2026 |
| 10 | CT Healthcare Trust plc | 142,049 | 0 | 1,599,471.74 | 0.8407 | 0.1481 | 11/30/2025 |
| 11 | ALPS Medical Breakthroughs ETF | 136,462 | 136,462 | 1,536,562.12 | 0.8174 | 0.1422 | 06/30/2026 |
| 12 | Simplify Propel Opportunities ETF | 114,281 | -175,719 | 1,286,804.06 | 7.4656 | 0.1191 | 06/30/2026 |
| 13 | iShares IV Plc - NASDAQ US Biotechnology UCITS ETF | 98,646 | 31,066 | 1,110,753.96 | 0.1053 | 0.1028 | 06/30/2026 |
| 14 | Royce Small Cap Trust | 89,000 | 89,000 | 1,002,140 | 0.0395 | 0.0928 | 06/30/2026 |
| 15 | Columbia Variable Portfolio - Small Cap Value Fund | 83,950 | -1,900 | 945,277 | 0.2037 | 0.0875 | 03/31/2026 |
| # | Holder Name | Position | Position Change | $ Market Value | % Port | % O/S | Rpt Date |
|---|---|---|---|---|---|---|---|
| 1 | Deep Track Capital LP | 12,161,496 | 4,827,173 | 136,938,444.96 | 2.1355 | 12.676 | 03/31/2026 |
| 2 | Marshall Wace LLP | 4,038,335 | 4,038,335 | 45,471,652.1 | 0.0424 | 4.2092 | 03/31/2026 |
| 3 | Tang Capital Management LLC | 4,002,200 | 4,002,200 | 45,064,772 | 2.0731 | 4.1715 | 03/31/2026 |
| 4 | BIT Capital GmbH | 3,491,234 | 3,202,420 | 39,311,294.84 | 1.4033 | 3.6389 | 03/31/2026 |
| 5 | Baker Bros. Advisors LP | 2,344,720 | 2,344,720 | 26,401,547.2 | 0.1158 | 2.4439 | 03/31/2026 |
| 6 | RTW Investments LP | 10,632,390 | 1,875,000 | 119,720,711.4 | 1.0253 | 11.0822 | 03/31/2026 |
| 7 | Millennium Management LLC | 3,138,522 | 1,750,864 | 35,339,757.72 | 0.0246 | 3.2713 | 03/31/2026 |
| 8 | Caption Management LLC | 1,610,130 | 1,610,130 | 18,130,063.8 | 0.7948 | 1.6782 | 03/31/2026 |
| 9 | DAFNA Capital Management LLC | 2,418,882 | 1,607,836 | 27,236,611.32 | 5.3117 | 2.5212 | 03/31/2026 |
| 10 | Sio Capital Management LLC | 1,506,525 | 1,506,525 | 16,963,471.5 | 2.0753 | 1.5703 | 03/31/2026 |
| # | Holder Name | Position | Position Change | $ Market Value | % Port | % O/S | Rpt Date |
|---|---|---|---|---|---|---|---|
| 1 | TD Asset Management, Inc. | 277,755 | -2,251,258 | 3,127,521.3 | 0.0015 | 0.2895 | 03/31/2026 |
| 2 | HSBC Global Asset Management (Switzerland) AG | 0 | -1,459,555 | 0 | 0 | 0 | |
| 3 | D. E. Shaw & Co. LP | 236,380 | -1,217,496 | 2,661,638.8 | 0.0019 | 0.2464 | 03/31/2026 |
| 4 | Two Sigma Advisers LP | 0 | -856,500 | 0 | 0 | 0 | |
| 5 | Point72 Asset Management LP | 0 | -844,816 | 0 | 0 | 0 | |
| 6 | Nantahala Capital Management LLC | 0 | -443,293 | 0 | 0 | 0 | |
| 7 | Squadron Capital Management LLC | 0 | -388,287 | 0 | 0 | 0 | |
| 8 | UBS Switzerland AG (Investment Management) | 15,247 | -345,553 | 171,681.22 | 0.0003 | 0.0159 | 03/31/2026 |
| 9 | Schroder Investment Management Ltd. | 300,000 | -270,462 | 3,378,000 | 0.0013 | 0.3127 | 03/31/2026 |
| 10 | Simplify Asset Management, Inc. | 114,281 | -175,719 | 1,286,804.06 | 0.0182 | 0.1191 | 06/30/2026 |
Data provided by FactSet Research Systems Inc.