| # | Holder Name | Position | Position Change | $ Market Value | % Port | % O/S | Rpt Date |
|---|---|---|---|---|---|---|---|
| 1 | Deep Track Capital LP | 12,161,496 | 4,301,848 | 136,938,444.96 | 2.4822 | 12.676 | 03/31/2026 |
| 2 | RTW Investments LP | 10,632,390 | 1,925,000 | 119,720,711.4 | 1.1495 | 11.0822 | 03/31/2026 |
| 3 | Marshall Wace LLP | 4,038,335 | 4,038,335 | 45,471,652.1 | 0.0424 | 4.2092 | 03/31/2026 |
| 4 | Tang Capital Management LLC | 4,002,200 | 1,802,200 | 45,064,772 | 2.1625 | 4.1715 | 03/31/2026 |
| 5 | BIT Capital GmbH | 3,491,234 | 3,481,806 | 39,311,294.84 | 1.3101 | 3.6389 | 03/31/2026 |
| 6 | ARK Investment Management LLC | 3,301,050 | 1,179,932 | 37,169,823 | 0.2476 | 3.4407 | 03/31/2026 |
| 7 | Millennium Management LLC | 3,138,522 | 422,650 | 35,339,757.72 | 0.0247 | 3.2713 | 03/31/2026 |
| 8 | GMT Capital Corp. | 3,078,536 | 233,918 | 34,664,315.36 | 0.8664 | 3.2088 | 03/31/2026 |
| 9 | Two Sigma Investments LP | 2,583,499 | 1,508,222 | 29,090,198.74 | 0.0221 | 2.6928 | 03/31/2026 |
| 10 | DAFNA Capital Management LLC | 2,418,882 | 1,607,836 | 27,236,611.32 | 5.9522 | 2.5212 | 03/31/2026 |
| 11 | Baker Bros. Advisors LP | 2,344,720 | 2,344,720 | 26,401,547.2 | 0.1349 | 2.4439 | 03/31/2026 |
| 12 | Eagle Health Investments LP | 2,060,427 | 1,124,977 | 23,200,408.02 | 4.517 | 2.1476 | 03/31/2026 |
| 13 | NEXTBio Capital Management LP | 2,021,407 | 2,021,407 | 22,761,042.82 | 13.696 | 2.1069 | 03/31/2026 |
| 14 | UBS Securities LLC | 1,838,725 | 1,876 | 20,704,043.5 | 0.0075 | 1.9165 | 03/31/2026 |
| 15 | Caption Management LLC | 1,610,130 | 1,610,130 | 18,130,063.8 | 0.7697 | 1.6782 | 03/31/2026 |
| # | Holder Name | Position | Position Change | $ Market Value | % Port | % O/S | Rpt Date |
|---|---|---|---|---|---|---|---|
| 1 | ARK Genomic Revolution ETF | 3,027,428 | 977,168 | 34,088,839.28 | 2.6895 | 3.1555 | 05/29/2026 |
| 2 | iShares Biotechnology ETF | 710,656 | 246,526 | 8,001,986.56 | 0.1025 | 0.7407 | 05/29/2026 |
| 3 | 10XDNA - Disruptive Technologies | 673,500 | 320,505 | 7,583,610 | 9.8185 | 0.702 | 04/30/2026 |
| 4 | Columbia Small Cap Value Discovery Fund | 420,910 | 23,300 | 4,739,446.6 | 0.2065 | 0.4387 | 04/30/2026 |
| 5 | AdvisorShares Psychedelics ETF | 334,082 | 89,057 | 3,761,763.32 | 11.386 | 0.3482 | 05/29/2026 |
| 6 | Nikko Asset Global All-Biogenome Equity Mother Fund | 254,048 | -1,784 | 2,860,580.48 | 1.6326 | 0.2648 | 12/08/2025 |
| 7 | Royce Smaller Companies Growth Fund | 249,000 | 249,000 | 2,803,740 | 1.3572 | 0.2595 | 03/31/2026 |
| 8 | ARK Genomic Revolution UCITS ETF | 144,542 | 59,983 | 1,627,542.92 | 2.8525 | 0.1507 | 05/29/2026 |
| 9 | CT Healthcare Trust plc | 142,049 | 0 | 1,599,471.74 | 0.9249 | 0.1481 | 11/30/2025 |
| 10 | Royce Small Cap Trust | 133,000 | 133,000 | 1,497,580 | 0.0598 | 0.1386 | 03/31/2026 |
| 11 | Simplify Propel Opportunities ETF | 114,281 | -175,719 | 1,286,804.06 | 1.7686 | 0.1191 | 05/29/2026 |
| 12 | 10XDNA - Small & Mid Cap Technologies | 108,660 | 35,950 | 1,223,511.6 | 10.895 | 0.1133 | 04/30/2026 |
| 13 | Columbia Variable Portfolio - Small Cap Value Fund | 83,950 | -6,200 | 945,277 | 0.2084 | 0.0875 | 03/31/2026 |
| 14 | State Street SPDR S&P International Small Cap ETF | 80,028 | 1,234 | 901,115.28 | 0.1039 | 0.0834 | 05/29/2026 |
| 15 | iShares IV Plc - NASDAQ US Biotechnology UCITS ETF | 69,144 | 5,298 | 778,561.44 | 0.0889 | 0.0721 | 05/29/2026 |
| # | Holder Name | Position | Position Change | $ Market Value | % Port | % O/S | Rpt Date |
|---|---|---|---|---|---|---|---|
| 1 | Deep Track Capital LP | 12,161,496 | 4,301,848 | 136,938,444.96 | 2.4822 | 12.676 | 03/31/2026 |
| 2 | Marshall Wace LLP | 4,038,335 | 4,038,335 | 45,471,652.1 | 0.0424 | 4.2092 | 03/31/2026 |
| 3 | BIT Capital GmbH | 3,491,234 | 3,481,806 | 39,311,294.84 | 1.3101 | 3.6389 | 03/31/2026 |
| 4 | Baker Bros. Advisors LP | 2,344,720 | 2,344,720 | 26,401,547.2 | 0.1349 | 2.4439 | 03/31/2026 |
| 5 | NEXTBio Capital Management LP | 2,021,407 | 2,021,407 | 22,761,042.82 | 13.696 | 2.1069 | 03/31/2026 |
| 6 | RTW Investments LP | 10,632,390 | 1,925,000 | 119,720,711.4 | 1.1495 | 11.0822 | 03/31/2026 |
| 7 | Tang Capital Management LLC | 4,002,200 | 1,802,200 | 45,064,772 | 2.1625 | 4.1715 | 03/31/2026 |
| 8 | Caption Management LLC | 1,610,130 | 1,610,130 | 18,130,063.8 | 0.7697 | 1.6782 | 03/31/2026 |
| 9 | DAFNA Capital Management LLC | 2,418,882 | 1,607,836 | 27,236,611.32 | 5.9522 | 2.5212 | 03/31/2026 |
| 10 | Two Sigma Investments LP | 2,583,499 | 1,508,222 | 29,090,198.74 | 0.0221 | 2.6928 | 03/31/2026 |
| # | Holder Name | Position | Position Change | $ Market Value | % Port | % O/S | Rpt Date |
|---|---|---|---|---|---|---|---|
| 1 | Nantahala Capital Management LLC | 0 | -1,729,930 | 0 | 0 | 0 | |
| 2 | HSBC Global Asset Management (Switzerland) AG | 0 | -1,305,029 | 0 | 0 | 0 | |
| 3 | HSBC Global Asset Management (France) SA | 0 | -1,255,029 | 0 | 0 | 0 | |
| 4 | Cowen Financial Products LLC | 0 | -1,000,000 | 0 | 0 | 0 | |
| 5 | Columbia Management Investment Advisers LLC | 570,496 | -638,288 | 6,423,784.96 | 0.0014 | 0.5946 | 03/31/2026 |
| 6 | Two Sigma Advisers LP | 0 | -548,500 | 0 | 0 | 0 | |
| 7 | D. E. Shaw & Co. LP | 236,380 | -442,412 | 2,661,638.8 | 0.0019 | 0.2464 | 03/31/2026 |
| 8 | Balyasny Asset Management LP | 0 | -395,007 | 0 | 0 | 0 | |
| 9 | PFM Health Sciences LP | 1,367,099 | -295,737 | 15,393,534.74 | 1.4948 | 1.4249 | 03/31/2026 |
| 10 | UBS Switzerland AG (Investment Management) | 15,247 | -291,316 | 171,681.22 | 0.0003 | 0.0159 | 03/31/2026 |
Data provided by FactSet Research Systems Inc.