| # | Holder Name | Position | Position Change | $ Market Value | % Port | % O/S | Rpt Date |
|---|---|---|---|---|---|---|---|
| 1 | Ikarian Capital LLC | 5,388,486 | 600,000 | 10,615,317.42 | 1.5775 | 9.6704 | 03/31/2026 |
| 2 | Boothbay Fund Management LLC | 1,234,582 | 0 | 2,432,126.54 | 0.05 | 2.2156 | 03/31/2026 |
| 3 | 683 Capital Management LLC | 900,000 | 900,000 | 1,773,000 | 0.1394 | 1.6152 | 03/31/2026 |
| 4 | Perceptive Advisors LLC | 792,696 | 0 | 1,561,611.12 | 0.0252 | 1.4226 | 03/31/2026 |
| 5 | Adar1 Capital Management LLC | 742,400 | 742,400 | 1,462,528 | 0.0758 | 1.3323 | 03/31/2026 |
| 6 | Richmond Brothers, Inc. | 476,584 | 303,099 | 938,870.48 | 0.5519 | 0.8553 | 03/31/2026 |
| 7 | Millennium Management LLC | 474,601 | 427,551 | 934,963.97 | 0.0006 | 0.8517 | 03/31/2026 |
| 8 | BML Capital Management LLC | 408,887 | 0 | 805,507.39 | 0.4039 | 0.7338 | 03/31/2026 |
| 9 | David M. Knott Partnership | 387,835 | 187,835 | 764,034.95 | 0.3789 | 0.696 | 03/31/2026 |
| 10 | Stonepine Capital Management LLC | 310,000 | 310,000 | 610,700 | 0.2612 | 0.5563 | 03/31/2026 |
| 11 | Susquehanna Financial Group LLLP | 278,808 | 207,305 | 549,251.76 | 0.0006 | 0.5004 | 03/31/2026 |
| 12 | Propel Bio Management LLC | 209,493 | 209,493 | 412,701.21 | 0.2093 | 0.376 | 03/31/2026 |
| 13 | Diadema Partners LP | 200,690 | 200,690 | 395,359.3 | 0.1631 | 0.3602 | 03/31/2026 |
| 14 | Burkehill Global Management LP | 150,000 | 150,000 | 295,500 | 0.0129 | 0.2692 | 03/31/2026 |
| 15 | Renaissance Technologies LLC | 120,700 | -22,400 | 237,779 | 0.0003 | 0.2166 | 03/31/2026 |
| # | Holder Name | Position | Position Change | $ Market Value | % Port | % O/S | Rpt Date |
|---|---|---|---|---|---|---|---|
| 1 | iShares Russell 2000 ETF | 382,394 | 382,394 | 753,316.18 | 0.0009 | 0.6863 | 07/31/2026 |
| 2 | iShares Russell 2000 Growth ETF | 373,801 | 373,801 | 736,387.97 | 0.0049 | 0.6708 | 07/31/2026 |
| 3 | Vanguard Russell 2000 Index Fund | 86,692 | 86,692 | 170,783.24 | 0.0009 | 0.1556 | 06/30/2026 |
| 4 | iShares Tr. - Micro Cap ETF | 50,108 | 50,108 | 98,712.76 | 0.0066 | 0.0899 | 07/31/2026 |
| 5 | Schwab Small Cap Index Fund | 36,760 | 36,760 | 72,417.2 | 0.0009 | 0.066 | 06/30/2026 |
| 6 | Fidelity Nasdaq Composite Index Fund | 35,330 | 12,010 | 69,600.1 | 0.0003 | 0.0634 | 06/30/2026 |
| 7 | Vanguard Russell 2000 Growth ETF | 9,780 | 9,780 | 19,266.6 | 0.0011 | 0.0176 | 06/30/2026 |
| 8 | Vanguard Russell 2000 Growth Index Trust | 8,889 | 8,889 | 17,511.33 | 0.0011 | 0.016 | 06/30/2026 |
| 9 | Northern Small Cap Index Fund | 8,207 | 8,207 | 16,167.79 | 0.001 | 0.0147 | 06/30/2026 |
| 10 | Nationwide VIT - Small Cap Index Fund | 7,341 | 7,341 | 14,461.77 | 0.002 | 0.0132 | 07/31/2026 |
| 11 | Global X Russell 2000 ETF | 7,144 | 7,144 | 14,073.68 | 0.0009 | 0.0128 | 07/31/2026 |
| 12 | Vanguard Russell 2000 Value ETF | 6,283 | 6,283 | 12,377.51 | 0.0009 | 0.0113 | 06/30/2026 |
| 13 | Vanguard Russell 2000 Value Index Trust | 2,425 | 2,425 | 4,777.25 | 0.0007 | 0.0044 | 06/30/2026 |
| 14 | Invesco Markets Plc - Russell 2000 UCITS ETF | 1,590 | 1,590 | 3,132.3 | 0.0009 | 0.0029 | 07/31/2026 |
| 15 | ProShares Russell 2000 High Income ETF | 792 | 792 | 1,560.24 | 0.0008 | 0.0014 | 07/31/2026 |
| # | Holder Name | Position | Position Change | $ Market Value | % Port | % O/S | Rpt Date |
|---|---|---|---|---|---|---|---|
| 1 | 683 Capital Management LLC | 900,000 | 900,000 | 1,773,000 | 0.1394 | 1.6152 | 03/31/2026 |
| 2 | Adar1 Capital Management LLC | 742,400 | 742,400 | 1,462,528 | 0.0758 | 1.3323 | 03/31/2026 |
| 3 | Ikarian Capital LLC | 5,388,486 | 600,000 | 10,615,317.42 | 1.5775 | 9.6704 | 03/31/2026 |
| 4 | Millennium Management LLC | 474,601 | 427,551 | 934,963.97 | 0.0006 | 0.8517 | 03/31/2026 |
| 5 | Stonepine Capital Management LLC | 310,000 | 310,000 | 610,700 | 0.2612 | 0.5563 | 03/31/2026 |
| 6 | Richmond Brothers, Inc. | 476,584 | 303,099 | 938,870.48 | 0.5519 | 0.8553 | 03/31/2026 |
| 7 | Propel Bio Management LLC | 209,493 | 209,493 | 412,701.21 | 0.2093 | 0.376 | 03/31/2026 |
| 8 | Susquehanna Financial Group LLLP | 278,808 | 207,305 | 549,251.76 | 0.0006 | 0.5004 | 03/31/2026 |
| 9 | Diadema Partners LP | 200,690 | 200,690 | 395,359.3 | 0.1631 | 0.3602 | 03/31/2026 |
| 10 | David M. Knott Partnership | 387,835 | 187,835 | 764,034.95 | 0.3789 | 0.696 | 03/31/2026 |
| # | Holder Name | Position | Position Change | $ Market Value | % Port | % O/S | Rpt Date |
|---|---|---|---|---|---|---|---|
| 1 | OMERS Administration Corp. | 0 | -80,808 | 0 | 0 | 0 | |
| 2 | Marshall Wace LLP | 66,013 | -62,355 | 130,045.61 | 0.0001 | 0.1185 | 03/31/2026 |
| 3 | Jane Street Capital LLC | 39,598 | -42,628 | 78,008.06 | 0.0001 | 0.0711 | 03/31/2026 |
| 4 | Citadel Securities LLC | 76,074 | -23,419 | 149,865.78 | 0.0003 | 0.1365 | 03/31/2026 |
| 5 | Renaissance Technologies LLC | 120,700 | -22,400 | 237,779 | 0.0003 | 0.2166 | 03/31/2026 |
| 6 | Qube Research & Technologies Ltd. | 0 | -10,449 | 0 | 0 | 0 | |
| 7 | UBS Securities LLC | 33 | -3,132 | 65.01 | 0 | 0.0001 | 03/31/2026 |
| 8 | HRT Financial LP | 15,299 | -1,486 | 30,139.03 | 0.0001 | 0.0275 | 03/31/2026 |
| 9 | EverSource Wealth Advisors LLC | 0 | -1,288 | 0 | 0 | 0 | |
| 10 | Simplex Trading LLC | 0 | -98 | 0 | 0 | 0 |
Data provided by FactSet Research Systems Inc.