| # | Holder Name | Position | Position Change | $ Market Value | % Port | % O/S | Rpt Date |
|---|---|---|---|---|---|---|---|
| 1 | Soleus Capital Management LP (Investment Management) | 7,309,254 | 0 | 24,266,723.28 | 0.9424 | 19.4768 | 06/30/2026 |
| 2 | AIGH Capital Management LLC | 3,486,246 | 3,486,246 | 11,574,336.72 | 1.8845 | 9.2897 | 09/30/2026 |
| 3 | Morgan Stanley & Co. International Plc | 3,336,872 | -8,408 | 11,078,415.04 | 0.0811 | 8.8917 | 06/30/2026 |
| 4 | Rock Springs Capital Management LP | 1,386,000 | 8,000 | 4,601,520 | 0.2413 | 3.6932 | 06/30/2026 |
| 5 | Flax Pond Capital LLC | 736,230 | -47,216 | 2,444,283.6 | 1.8858 | 1.9618 | 06/30/2026 |
| 6 | Essex Investment Management Co. LLC | 507,646 | 507,646 | 1,685,384.72 | 0.2718 | 1.3527 | 09/30/2026 |
| 7 | Bruce & Co., Inc. | 438,652 | 0 | 1,456,324.64 | 0.3826 | 1.1689 | 06/30/2026 |
| 8 | Perkins Capital Management, Inc. | 183,000 | 183,000 | 607,560 | 0.486 | 0.4876 | 09/30/2026 |
| 9 | Parkman Healthcare Partners LLC | 154,832 | 0 | 514,042.24 | 0.0563 | 0.4126 | 06/30/2026 |
| 10 | Cahill Financial Advisors, Inc. | 134,960 | 0 | 448,067.2 | 0.0436 | 0.3596 | 06/30/2026 |
| 11 | U.S. Bank NA (Cincinnati Ohio Investment Management) | 122,500 | 3,500 | 406,700 | 0.0005 | 0.3264 | 09/30/2026 |
| 12 | UBS Securities LLC | 118,395 | -47,156 | 393,071.4 | 0.0002 | 0.3155 | 06/30/2026 |
| 13 | Sage Mountain Advisors LLC | 100,000 | 0 | 332,000 | 0.0207 | 0.2665 | 09/30/2026 |
| 14 | Leonteq Securities AG | 94,990 | 0 | 315,366.8 | 0.0284 | 0.2531 | 09/30/2026 |
| 15 | Russell Investment Management LLC | 93,025 | 93,025 | 308,843 | 0.0002 | 0.2479 | 09/30/2026 |
| # | Holder Name | Position | Position Change | $ Market Value | % Port | % O/S | Rpt Date |
|---|---|---|---|---|---|---|---|
| 1 | Calamos Timpani Small Cap Growth Fund | 426,550 | 426,550 | 1,416,146 | 0.2081 | 1.1366 | 09/30/2026 |
| 2 | Bruce Fund | 414,794 | 0 | 1,377,116.08 | 0.3741 | 1.1053 | 09/30/2026 |
| 3 | 1290 Essex Small Cap Growth Fund | 124,974 | 124,974 | 414,913.68 | 0.4002 | 0.333 | 07/31/2026 |
| 4 | Fidelity Nasdaq Composite Index Fund | 24,919 | 2,155 | 82,731.08 | 0.0003 | 0.0664 | 09/30/2026 |
| 5 | Russell Investments Global Smaller Companies Pool | 2,017 | 2,017 | 6,696.44 | 0.0214 | 0.0054 | 09/30/2026 |
| # | Holder Name | Position | Position Change | $ Market Value | % Port | % O/S | Rpt Date |
|---|---|---|---|---|---|---|---|
| 1 | AIGH Capital Management LLC | 3,486,246 | 3,486,246 | 11,574,336.72 | 1.8845 | 9.2897 | 09/30/2026 |
| 2 | Essex Investment Management Co. LLC | 507,646 | 507,646 | 1,685,384.72 | 0.2718 | 1.3527 | 09/30/2026 |
| 3 | Perkins Capital Management, Inc. | 183,000 | 183,000 | 607,560 | 0.486 | 0.4876 | 09/30/2026 |
| 4 | Russell Investment Management LLC | 93,025 | 93,025 | 308,843 | 0.0002 | 0.2479 | 09/30/2026 |
| 5 | Citadel Securities LLC | 66,183 | 66,183 | 219,727.56 | 0.0006 | 0.1764 | 06/30/2026 |
| 6 | Legato Capital Management LLC | 48,269 | 48,269 | 160,253.08 | 0.0152 | 0.1286 | 06/30/2026 |
| 7 | SmartHarvest Portfolios LLC | 39,422 | 29,302 | 130,881.04 | 0.0534 | 0.105 | 09/30/2026 |
| 8 | SEI Investments Management Corp. | 23,485 | 23,485 | 77,970.2 | 0.0001 | 0.0626 | 06/30/2026 |
| 9 | Mariner LLC | 20,000 | 20,000 | 66,400 | 0.0001 | 0.0533 | 06/30/2026 |
| 10 | Calamos Advisors LLC | 19,920 | 19,920 | 66,134.4 | 0.0002 | 0.0531 | 09/30/2026 |
| # | Holder Name | Position | Position Change | $ Market Value | % Port | % O/S | Rpt Date |
|---|---|---|---|---|---|---|---|
| 1 | Flax Pond Capital LLC | 736,230 | -47,216 | 2,444,283.6 | 1.8858 | 1.9618 | 06/30/2026 |
| 2 | UBS Securities LLC | 118,395 | -47,156 | 393,071.4 | 0.0002 | 0.3155 | 06/30/2026 |
| 3 | Summit Trail Advisors LLC | 82,339 | -20,000 | 273,365.48 | 0.0035 | 0.2194 | 06/30/2026 |
| 4 | XTX Markets LLC | 0 | -13,952 | 0 | 0 | 0 | |
| 5 | Lido Advisors LLC | 0 | -10,654 | 0 | 0 | 0 | |
| 6 | Morgan Stanley & Co. International Plc | 3,336,872 | -8,408 | 11,078,415.04 | 0.0811 | 8.8917 | 06/30/2026 |
| 7 | BNP Paribas Financial Markets SNC | 18,605 | -4,500 | 61,768.6 | 0 | 0.0496 | 06/30/2026 |
| 8 | UBS Switzerland AG (Investment Management) | 0 | -4,079 | 0 | 0 | 0 | |
| 9 | Kovack Advisors, Inc. | 13,500 | -2,500 | 44,820 | 0.0023 | 0.036 | 06/30/2026 |
| 10 | EverSource Wealth Advisors LLC | 0 | -2,330 | 0 | 0 | 0 |
Data provided by FactSet Research Systems Inc.