| # | Holder Name | Position | Position Change | $ Market Value | % Port | % O/S | Rpt Date |
|---|---|---|---|---|---|---|---|
| 1 | Morgan Stanley & Co. LLC | 361 | -20 | 3,689.42 | 0 | 0.0061 | 06/30/2026 |
| 2 | BNP Paribas Financial Markets SNC | 195 | -9 | 1,992.9 | 0 | 0.0033 | 06/30/2026 |
| 3 | UBS Securities LLC | 100 | 100 | 1,022 | 0 | 0.0017 | 06/30/2026 |
| 4 | Simplex Trading LLC | 52 | 52 | 531.44 | 0 | 0.0009 | 06/30/2026 |
| 5 | RBC Capital Markets LLC (Investment Management) | 14 | 3 | 143.08 | 0 | 0.0002 | 06/30/2026 |
| 6 | JPMorgan Securities LLC (Investment Management) | 1 | 1 | 10.22 | 0 | 0 | 06/30/2026 |
| 7 | Morgan Stanley Smith Barney LLC (Investment Management) | 1 | 0 | 10.22 | 0 | 0 | 06/30/2026 |
| # | Holder Name | Position | Position Change | $ Market Value | % Port | % O/S | Rpt Date |
|---|---|---|---|---|---|---|---|
| 1 | Invesco Golden Dragon China ETF | 3,703 | 3,703 | 37,844.66 | 0.0462 | 0.0625 | 09/30/2026 |
| 2 | Fidelity Nasdaq Composite Index Fund | 3,195 | 3,125 | 32,652.9 | 0.0001 | 0.0539 | 08/31/2026 |
| # | Holder Name | Position | Position Change | $ Market Value | % Port | % O/S | Rpt Date |
|---|---|---|---|---|---|---|---|
| 1 | UBS Securities LLC | 100 | 100 | 1,022 | 0 | 0.0017 | 06/30/2026 |
| 2 | Simplex Trading LLC | 52 | 52 | 531.44 | 0 | 0.0009 | 06/30/2026 |
| 3 | RBC Capital Markets LLC (Investment Management) | 14 | 3 | 143.08 | 0 | 0.0002 | 06/30/2026 |
| 4 | JPMorgan Securities LLC (Investment Management) | 1 | 1 | 10.22 | 0 | 0 | 06/30/2026 |
| # | Holder Name | Position | Position Change | $ Market Value | % Port | % O/S | Rpt Date |
|---|---|---|---|---|---|---|---|
| 1 | Susquehanna Financial Group LLLP | 0 | -714 | 0 | 0 | 0 | |
| 2 | Citadel Securities LLC | 0 | -641 | 0 | 0 | 0 | |
| 3 | Two Sigma Securities LLC | 0 | -590 | 0 | 0 | 0 | |
| 4 | Morgan Stanley & Co. LLC | 361 | -20 | 3,689.42 | 0 | 0.0061 | 06/30/2026 |
| 5 | BNP Paribas Financial Markets SNC | 195 | -9 | 1,992.9 | 0 | 0.0033 | 06/30/2026 |
| 6 | Aperio Group LLC | 0 | -2 | 0 | 0 | 0 |
Data provided by FactSet Research Systems Inc.