| # | Holder Name | Position | Position Change | $ Market Value | % Port | % O/S | Rpt Date |
|---|---|---|---|---|---|---|---|
| 1 | Van Eck Associates Corp. | 2,180,089 | 842,746 | 45,236,846.75 | 0.026 | 6.4237 | 03/31/2026 |
| 2 | Stifel Nicolaus & Co., Inc. (Investment Management) | 646,480 | -184,201 | 13,414,460 | 0.0146 | 1.9049 | 03/31/2026 |
| 3 | Woodline Partners LP | 469,115 | 300,062 | 9,734,136.25 | 0.0322 | 1.3823 | 03/31/2026 |
| 4 | Pengana Capital Ltd. | 400,000 | 0 | 8,300,000 | 0.8896 | 1.1786 | 03/31/2026 |
| 5 | Shay Capital LLC | 213,000 | 77,755 | 4,419,750 | 0.5335 | 0.6276 | 03/31/2026 |
| 6 | Millennium Management LLC | 164,725 | 47,289 | 3,418,043.75 | 0.0023 | 0.4854 | 03/31/2026 |
| 7 | Jane Street Capital LLC | 71,249 | -57,771 | 1,478,416.75 | 0.0013 | 0.2099 | 03/31/2026 |
| 8 | UBS Securities LLC | 60,272 | 36,402 | 1,250,644 | 0.0005 | 0.1776 | 03/31/2026 |
| 9 | Morgan Stanley & Co. LLC | 53,191 | -62,111 | 1,103,713.25 | 0.0003 | 0.1567 | 03/31/2026 |
| 10 | BlackRock Asset Management Canada Ltd. | 46,061 | 10,322 | 955,765.75 | 0.0007 | 0.1357 | 03/31/2026 |
| 11 | Quadrature Capital Ltd. | 40,026 | 25,108 | 830,539.5 | 0.0083 | 0.1179 | 03/31/2026 |
| 12 | XTX Markets LLC | 28,915 | 20,574 | 599,986.25 | 0.0093 | 0.0852 | 03/31/2026 |
| 13 | Point72 Asset Management LP | 24,557 | -23,766 | 509,557.75 | 0.0008 | 0.0724 | 03/31/2026 |
| 14 | BMO Asset Management, Inc. | 24,244 | 24,244 | 503,063 | 0.0002 | 0.0714 | 03/31/2026 |
| 15 | HRT Financial LP | 24,062 | 24,062 | 499,286.5 | 0.0017 | 0.0709 | 03/31/2026 |
| # | Holder Name | Position | Position Change | $ Market Value | % Port | % O/S | Rpt Date |
|---|---|---|---|---|---|---|---|
| 1 | VanEck Rare Earth and Strategic Metals ETF | 1,052,048 | -695,921 | 21,829,996 | 1.0602 | 3.0999 | 06/30/2026 |
| 2 | VanEck UCITS ETFs Plc - Rare Earth & Strategic Metals UCITS | 563,958 | 535,725 | 11,702,128.5 | 1.0881 | 1.6617 | 06/30/2026 |
| 3 | Pengana High Conviction Equities Fund | 400,000 | 0 | 8,300,000 | 10.4592 | 1.1786 | 03/31/2026 |
| 4 | iShares S&P/TSX Global Base Metals Index ETF | 53,535 | 10,484 | 1,110,851.25 | 0.2686 | 0.1577 | 06/30/2026 |
| 5 | BMO Equal Weight Glb. Base Metals Hedged to CAD Index ETF | 28,412 | 28,412 | 589,549 | 1.1189 | 0.0837 | 06/30/2026 |
| 6 | PLUS Global Rare Earth&Strategic Metals Company ETF | 7,910 | -18,808 | 164,132.5 | 0.7566 | 0.0233 | 06/30/2026 |
| 7 | ActivePassive International Equity ETF | 4,141 | 4,141 | 85,925.75 | 0.008 | 0.0122 | 06/30/2026 |
| 8 | Fidelity Nasdaq Composite Index Fund | 4,090 | 1,232 | 84,867.5 | 0.0003 | 0.0121 | 06/30/2026 |
| 9 | Nicholas Defense & Rare Earth Income ETF | 1,648 | 1,648 | 34,196 | 0.4677 | 0.0049 | 06/30/2026 |
| 10 | Carbon Collective Climate Solutions US Equity ETF | 1,213 | -45 | 25,169.75 | 0.0558 | 0.0036 | 06/30/2026 |
| 11 | WisdomTree Efficient Rare Earth Plus Strategic Metals Fund | 1,154 | 1,154 | 23,945.5 | 0.4998 | 0.0034 | 06/30/2026 |
| # | Holder Name | Position | Position Change | $ Market Value | % Port | % O/S | Rpt Date |
|---|---|---|---|---|---|---|---|
| 1 | Van Eck Associates Corp. | 2,180,089 | 842,746 | 45,236,846.75 | 0.026 | 6.4237 | 03/31/2026 |
| 2 | Woodline Partners LP | 469,115 | 300,062 | 9,734,136.25 | 0.0322 | 1.3823 | 03/31/2026 |
| 3 | Shay Capital LLC | 213,000 | 77,755 | 4,419,750 | 0.5335 | 0.6276 | 03/31/2026 |
| 4 | Millennium Management LLC | 164,725 | 47,289 | 3,418,043.75 | 0.0023 | 0.4854 | 03/31/2026 |
| 5 | UBS Securities LLC | 60,272 | 36,402 | 1,250,644 | 0.0005 | 0.1776 | 03/31/2026 |
| 6 | Quadrature Capital Ltd. | 40,026 | 25,108 | 830,539.5 | 0.0083 | 0.1179 | 03/31/2026 |
| 7 | BMO Asset Management, Inc. | 24,244 | 24,244 | 503,063 | 0.0002 | 0.0714 | 03/31/2026 |
| 8 | HRT Financial LP | 24,062 | 24,062 | 499,286.5 | 0.0017 | 0.0709 | 03/31/2026 |
| 9 | XTX Markets LLC | 28,915 | 20,574 | 599,986.25 | 0.0093 | 0.0852 | 03/31/2026 |
| 10 | Goldman Sachs Asset Management LP | 15,680 | 15,680 | 325,360 | 0.0001 | 0.0462 | 03/31/2026 |
| # | Holder Name | Position | Position Change | $ Market Value | % Port | % O/S | Rpt Date |
|---|---|---|---|---|---|---|---|
| 1 | Stifel Nicolaus & Co., Inc. (Investment Management) | 646,480 | -184,201 | 13,414,460 | 0.0146 | 1.9049 | 03/31/2026 |
| 2 | Morgan Stanley & Co. LLC | 53,191 | -62,111 | 1,103,713.25 | 0.0003 | 0.1567 | 03/31/2026 |
| 3 | Jane Street Capital LLC | 71,249 | -57,771 | 1,478,416.75 | 0.0013 | 0.2099 | 03/31/2026 |
| 4 | Private Advisor Group LLC | 0 | -37,147 | 0 | 0 | 0 | |
| 5 | Point72 Asset Management LP | 24,557 | -23,766 | 509,557.75 | 0.0008 | 0.0724 | 03/31/2026 |
| 6 | Corigliano Investment Advisers LLC | 0 | -10,010 | 0 | 0 | 0 | |
| 7 | Qube Research & Technologies Ltd. | 0 | -9,927 | 0 | 0 | 0 | |
| 8 | BofA Securities, Inc. | 0 | -9,239 | 0 | 0 | 0 | |
| 9 | Verition Fund Management LLC | 0 | -8,683 | 0 | 0 | 0 | |
| 10 | XY Capital Ltd. | 0 | -8,022 | 0 | 0 | 0 |
Data provided by FactSet Research Systems Inc.