| # | Holder Name | Position | Position Change | $ Market Value | % Port | % O/S | Rpt Date |
|---|---|---|---|---|---|---|---|
| 1 | Stifel Nicolaus & Co., Inc. (Investment Management) | 899,050 | -100,780 | 33,201,916.5 | 0.0398 | 2.6786 | 09/30/2025 |
| 2 | Van Eck Associates Corp. | 830,731 | 830,731 | 30,678,895.83 | 0.0213 | 2.475 | 09/30/2025 |
| 3 | Pengana Capital Ltd. | 400,000 | 0 | 14,772,000 | 1.0177 | 1.1917 | 08/29/2025 |
| 4 | Woodline Partners LP | 100,207 | 100,207 | 3,700,644.51 | 0.0164 | 0.2986 | 09/30/2025 |
| 5 | Jane Street Capital LLC | 79,375 | 47,408 | 2,931,318.75 | 0.0033 | 0.2365 | 09/30/2025 |
| 6 | Shay Capital LLC | 72,387 | -39,798 | 2,673,251.91 | 0.4759 | 0.2157 | 09/30/2025 |
| 7 | Morgan Stanley & Co. LLC | 49,278 | 11,778 | 1,819,836.54 | 0.0006 | 0.1468 | 09/30/2025 |
| 8 | BlackRock Asset Management Canada Ltd. | 41,215 | 41,215 | 1,522,069.95 | 0.0013 | 0.1228 | 09/30/2025 |
| 9 | UBS Securities LLC | 33,463 | -17,130 | 1,235,788.59 | 0.0005 | 0.0997 | 09/30/2025 |
| 10 | Symmetry Peak Management LLC | 29,425 | 29,425 | 1,086,665.25 | 8.3076 | 0.0877 | 09/30/2025 |
| 11 | Osaic Advisory Services LLC | 28,325 | -37,000 | 1,046,042.25 | 0.0185 | 0.0844 | 09/30/2025 |
| 12 | Kestra Advisory Services LLC | 23,532 | 23,532 | 869,036.76 | 0.0039 | 0.0701 | 09/30/2025 |
| 13 | Bank of America, NA (Private Banking) | 23,444 | 2,470 | 865,786.92 | 0.0003 | 0.0698 | 09/30/2025 |
| 14 | HRT Financial LP | 20,313 | 20,313 | 750,159.09 | 0.0033 | 0.0605 | 09/30/2025 |
| 15 | Cubist Systematic Strategies LLC | 12,388 | 12,388 | 457,488.84 | 0.0062 | 0.0369 | 09/30/2025 |
| # | Holder Name | Position | Position Change | $ Market Value | % Port | % O/S | Rpt Date |
|---|---|---|---|---|---|---|---|
| 1 | VanEck Rare Earth and Strategic Metals ETF | 1,178,127 | 1,178,127 | 43,508,230.11 | 2.73 | 3.51 | 11/28/2025 |
| 2 | Pengana High Conviction Equities Fund | 400,000 | 0 | 14,772,000 | 13.6656 | 1.1917 | 08/29/2025 |
| 3 | iShares S&P/TSX Global Base Metals Index ETF | 41,083 | 41,083 | 1,517,195.19 | 0.6063 | 0.1224 | 11/28/2025 |
| 4 | PLUS Global Rare Earth&Strategic Metals Company ETF | 26,119 | 26,119 | 964,574.67 | 2.4955 | 0.0778 | 11/28/2025 |
| 5 | Even Herd Long Short ETF | 3,506 | 3,506 | 129,476.58 | 0.2212 | 0.0104 | 11/28/2025 |
| 6 | Fidelity Nasdaq Composite Index Fund | 2,858 | 0 | 105,545.94 | 0.0004 | 0.0085 | 10/31/2025 |
| 7 | ActivePassive International Equity ETF | 2,273 | 2,273 | 83,941.89 | 0.0087 | 0.0068 | 11/28/2025 |
| 8 | Carbon Collective Climate Solutions US Equity ETF | 1,184 | 186 | 43,725.12 | 0.1132 | 0.0035 | 11/28/2025 |
| # | Holder Name | Position | Position Change | $ Market Value | % Port | % O/S | Rpt Date |
|---|---|---|---|---|---|---|---|
| 1 | Van Eck Associates Corp. | 830,731 | 830,731 | 30,678,895.83 | 0.0213 | 2.475 | 09/30/2025 |
| 2 | Woodline Partners LP | 100,207 | 100,207 | 3,700,644.51 | 0.0164 | 0.2986 | 09/30/2025 |
| 3 | Jane Street Capital LLC | 79,375 | 47,408 | 2,931,318.75 | 0.0033 | 0.2365 | 09/30/2025 |
| 4 | BlackRock Asset Management Canada Ltd. | 41,215 | 41,215 | 1,522,069.95 | 0.0013 | 0.1228 | 09/30/2025 |
| 5 | Symmetry Peak Management LLC | 29,425 | 29,425 | 1,086,665.25 | 8.3076 | 0.0877 | 09/30/2025 |
| 6 | Kestra Advisory Services LLC | 23,532 | 23,532 | 869,036.76 | 0.0039 | 0.0701 | 09/30/2025 |
| 7 | HRT Financial LP | 20,313 | 20,313 | 750,159.09 | 0.0033 | 0.0605 | 09/30/2025 |
| 8 | Cubist Systematic Strategies LLC | 12,388 | 12,388 | 457,488.84 | 0.0062 | 0.0369 | 09/30/2025 |
| 9 | Mariner LLC | 12,133 | 12,133 | 448,071.69 | 0.0006 | 0.0361 | 09/30/2025 |
| 10 | Marex Prime Services Ltd. | 12,085 | 12,085 | 446,299.05 | 0.0216 | 0.036 | 09/30/2025 |
| # | Holder Name | Position | Position Change | $ Market Value | % Port | % O/S | Rpt Date |
|---|---|---|---|---|---|---|---|
| 1 | Philadelphia Financial Management of San Francisco LLC | 0 | -442,659 | 0 | 0 | 0 | |
| 2 | Stifel Nicolaus & Co., Inc. (Investment Management) | 899,050 | -100,780 | 33,201,916.5 | 0.0398 | 2.6786 | 09/30/2025 |
| 3 | Shay Capital LLC | 72,387 | -39,798 | 2,673,251.91 | 0.4759 | 0.2157 | 09/30/2025 |
| 4 | Osaic Advisory Services LLC | 28,325 | -37,000 | 1,046,042.25 | 0.0185 | 0.0844 | 09/30/2025 |
| 5 | Old Mission Capital LLC | 0 | -26,506 | 0 | 0 | 0 | |
| 6 | UBS Securities LLC | 33,463 | -17,130 | 1,235,788.59 | 0.0005 | 0.0997 | 09/30/2025 |
| 7 | Tidal Investments LLC | 4,608 | -11,292 | 170,173.44 | 0.0007 | 0.0137 | 09/30/2025 |
| 8 | Corigliano Investment Advisers LLC | 0 | -10,010 | 0 | 0 | 0 | |
| 9 | DONNER & REUSCHEL Luxemburg SA | 0 | -10,000 | 0 | 0 | 0 | |
| 10 | Regal Funds Management Pty Ltd. | 0 | -5,000 | 0 | 0 | 0 | 09/30/2025 |
Data provided by FactSet Research Systems Inc.