| # | Holder Name | Position | Position Change | $ Market Value | % Port | % O/S | Rpt Date |
|---|---|---|---|---|---|---|---|
| 1 | Van Eck Associates Corp. | 1,337,343 | 1,337,343 | 32,176,472.58 | 0.0214 | 3.9405 | 12/31/2025 |
| 2 | Stifel Nicolaus & Co., Inc. (Investment Management) | 830,681 | -143,987 | 19,986,184.86 | 0.025 | 2.4476 | 12/31/2025 |
| 3 | Pengana Capital Ltd. | 400,000 | 0 | 9,624,000 | 1.1485 | 1.1786 | 11/28/2025 |
| 4 | Woodline Partners LP | 169,053 | 68,905 | 4,067,415.18 | 0.0167 | 0.4981 | 12/31/2025 |
| 5 | Shay Capital LLC | 135,245 | 29,177 | 3,253,994.7 | 0.5648 | 0.3985 | 12/31/2025 |
| 6 | Jane Street Capital LLC | 129,020 | 73,462 | 3,104,221.2 | 0.0039 | 0.3802 | 12/31/2025 |
| 7 | Millennium Management LLC | 117,436 | 117,436 | 2,825,510.16 | 0.0022 | 0.346 | 12/31/2025 |
| 8 | Morgan Stanley & Co. LLC | 115,302 | 115,302 | 2,774,166.12 | 0.0011 | 0.3397 | 12/31/2025 |
| 9 | Point72 Asset Management LP | 48,323 | 48,323 | 1,162,651.38 | 0.0019 | 0.1424 | 12/31/2025 |
| 10 | Private Advisor Group LLC | 37,147 | 37,147 | 893,756.82 | 0.0044 | 0.1095 | 12/31/2025 |
| 11 | BlackRock Asset Management Canada Ltd. | 35,739 | -3,651 | 859,880.34 | 0.0008 | 0.1053 | 12/31/2025 |
| 12 | UBS Securities LLC | 23,870 | -17,183 | 574,312.2 | 0.0003 | 0.0703 | 12/31/2025 |
| 13 | Bank of America, NA (Private Banking) | 21,922 | -1,500 | 527,443.32 | 0.0002 | 0.0646 | 12/31/2025 |
| 14 | Citadel Securities LLC | 21,760 | 21,760 | 523,545.6 | 0.0012 | 0.0641 | 12/31/2025 |
| 15 | Kestra Advisory Services LLC | 18,530 | -6,375 | 445,831.8 | 0.0019 | 0.0546 | 12/31/2025 |
| # | Holder Name | Position | Position Change | $ Market Value | % Port | % O/S | Rpt Date |
|---|---|---|---|---|---|---|---|
| 1 | VanEck Rare Earth and Strategic Metals ETF | 1,807,593 | 1,807,593 | 43,490,687.58 | 1.6664 | 5.3261 | 02/27/2026 |
| 2 | VanEck UCITS ETFs Plc - Rare Earth & Strategic Metals UCITS | 810,674 | 810,674 | 19,504,816.44 | 1.6691 | 2.3887 | 02/27/2026 |
| 3 | Pengana High Conviction Equities Fund | 400,000 | 0 | 9,624,000 | 11.7644 | 1.1786 | 11/28/2025 |
| 4 | iShares S&P/TSX Global Base Metals Index ETF | 46,061 | 5,467 | 1,108,227.66 | 0.3305 | 0.1357 | 02/27/2026 |
| 5 | PLUS Global Rare Earth&Strategic Metals Company ETF | 25,578 | 25,578 | 615,406.68 | 1.3272 | 0.0754 | 02/26/2026 |
| 6 | Even Herd Long Short ETF | 3,380 | -196 | 81,322.8 | 0.1499 | 0.01 | 02/27/2026 |
| 7 | Fidelity Nasdaq Composite Index Fund | 2,858 | 0 | 68,763.48 | 0.0003 | 0.0084 | 01/31/2026 |
| 8 | Carbon Collective Climate Solutions US Equity ETF | 1,258 | 260 | 30,267.48 | 0.0755 | 0.0037 | 02/27/2026 |
| # | Holder Name | Position | Position Change | $ Market Value | % Port | % O/S | Rpt Date |
|---|---|---|---|---|---|---|---|
| 1 | Van Eck Associates Corp. | 1,337,343 | 1,337,343 | 32,176,472.58 | 0.0214 | 3.9405 | 12/31/2025 |
| 2 | Millennium Management LLC | 117,436 | 117,436 | 2,825,510.16 | 0.0022 | 0.346 | 12/31/2025 |
| 3 | Morgan Stanley & Co. LLC | 115,302 | 115,302 | 2,774,166.12 | 0.0011 | 0.3397 | 12/31/2025 |
| 4 | Jane Street Capital LLC | 129,020 | 73,462 | 3,104,221.2 | 0.0039 | 0.3802 | 12/31/2025 |
| 5 | Woodline Partners LP | 169,053 | 68,905 | 4,067,415.18 | 0.0167 | 0.4981 | 12/31/2025 |
| 6 | Point72 Asset Management LP | 48,323 | 48,323 | 1,162,651.38 | 0.0019 | 0.1424 | 12/31/2025 |
| 7 | Private Advisor Group LLC | 37,147 | 37,147 | 893,756.82 | 0.0044 | 0.1095 | 12/31/2025 |
| 8 | Shay Capital LLC | 135,245 | 29,177 | 3,253,994.7 | 0.5648 | 0.3985 | 12/31/2025 |
| 9 | Citadel Securities LLC | 21,760 | 21,760 | 523,545.6 | 0.0012 | 0.0641 | 12/31/2025 |
| 10 | Quadrature Capital Ltd. | 14,918 | 14,918 | 358,927.08 | 0.0039 | 0.044 | 12/31/2025 |
| # | Holder Name | Position | Position Change | $ Market Value | % Port | % O/S | Rpt Date |
|---|---|---|---|---|---|---|---|
| 1 | Thomist Capital Management LP | 0 | -1,885,203 | 0 | 0 | 0 | |
| 2 | Philadelphia Financial Management of San Francisco LLC | 0 | -297,053 | 0 | 0 | 0 | |
| 3 | Stifel Nicolaus & Co., Inc. (Investment Management) | 830,681 | -143,987 | 19,986,184.86 | 0.025 | 2.4476 | 12/31/2025 |
| 4 | Osaic Advisory Services LLC | 13,325 | -57,000 | 320,599.5 | 0.0058 | 0.0393 | 12/31/2025 |
| 5 | Old Mission Capital LLC | 0 | -29,501 | 0 | 0 | 0 | |
| 6 | Symmetry Peak Management LLC | 0 | -19,355 | 0 | 0 | 0 | |
| 7 | UBS Securities LLC | 23,870 | -17,183 | 574,312.2 | 0.0003 | 0.0703 | 12/31/2025 |
| 8 | LPL Financial LLC | 0 | -14,350 | 0 | 0 | 0 | |
| 9 | DONNER & REUSCHEL Luxemburg SA | 0 | -10,000 | 0 | 0 | 0 | |
| 10 | Kestra Advisory Services LLC | 18,530 | -6,375 | 445,831.8 | 0.0019 | 0.0546 | 12/31/2025 |
Data provided by FactSet Research Systems Inc.