| # | Holder Name | Position | Position Change | $ Market Value | % Port | % O/S | Rpt Date |
|---|---|---|---|---|---|---|---|
| 1 | Rubric Capital Management LP | 15,307,347 | 0 | 4,775,892.26 | 0.0528 | 9.59 | 03/31/2026 |
| 2 | EcoR1 Capital, LLC | 13,368,855 | 13,368,855 | 4,171,082.76 | 0.1578 | 8.3755 | 03/31/2026 |
| 3 | 683 Capital Management LLC | 12,000,000 | 7,125,000 | 3,744,000 | 0.3165 | 7.5179 | 03/31/2026 |
| 4 | BofA Securities, Inc. | 8,195,287 | 8,194,267 | 2,556,929.54 | 0.0035 | 5.1343 | 03/31/2026 |
| 5 | Defilade Capital Management LP | 7,558,756 | 7,558,756 | 2,358,331.87 | 0.3221 | 4.7355 | 03/31/2026 |
| 6 | Newtyn Management LLC | 7,079,056 | 7,079,056 | 2,208,665.47 | 0.195 | 4.435 | 03/31/2026 |
| 7 | Millennium Management LLC | 3,559,103 | 3,221,600 | 1,110,440.14 | 0.0008 | 2.2298 | 03/31/2026 |
| 8 | Tejara Capital Ltd. | 2,037,520 | 130,676 | 635,706.24 | 0.178 | 1.2765 | 03/31/2026 |
| 9 | UBS Securities LLC | 1,481,151 | 1,160,784 | 462,119.11 | 0.0002 | 0.9279 | 03/31/2026 |
| 10 | Truvalue Asset Management Co. Ltd. | 992,095 | 992,095 | 309,533.64 | 0.0137 | 0.6215 | 12/31/2025 |
| 11 | Wealthspire Advisors LLC | 796,036 | 795,010 | 248,363.23 | 0.0018 | 0.4987 | 03/31/2026 |
| 12 | Marshall Wace LLP | 686,987 | -80,757 | 214,339.94 | 0.0002 | 0.4304 | 03/31/2026 |
| 13 | Group One Trading LLC | 335,827 | 199,239 | 104,778.02 | 0.003 | 0.2104 | 03/31/2026 |
| 14 | Rangeley Capital LLC | 329,200 | 329,200 | 102,710.4 | 0.0819 | 0.2062 | 03/31/2026 |
| 15 | David M. Knott Partnership | 300,337 | 0 | 93,705.14 | 0.0501 | 0.1882 | 03/31/2026 |
| # | Holder Name | Position | Position Change | $ Market Value | % Port | % O/S | Rpt Date |
|---|---|---|---|---|---|---|---|
| 1 | CSOP Glb Pharmaceutical and Biological Stock Initiation QDII | 992,095 | 992,095 | 309,533.64 | 0.2259 | 0.6215 | 12/31/2025 |
| 2 | HealthInvest Sustainable Healthcare | 270,000 | 0 | 84,240 | 0.0293 | 0.1692 | 12/31/2024 |
| 3 | iShares Genomics Immunology & Healthcare ETF | 259,520 | -88,030 | 80,970.24 | 0.0506 | 0.1626 | 05/29/2026 |
| 4 | Virtus Biotech Clinical Trials ETF | 152,070 | 105,766 | 47,445.84 | 0.1125 | 0.0953 | 05/29/2026 |
| 5 | State Street SPDR S&P International Small Cap ETF | 132,696 | 2,053 | 41,401.15 | 0.0048 | 0.0831 | 05/29/2026 |
| 6 | HealthInvest Small & Mid Cap Healthcare | 120,000 | 0 | 37,440 | 0.0383 | 0.0752 | 12/31/2024 |
| 7 | Fidelity Nasdaq Composite Index Fund | 92,534 | 0 | 28,870.61 | 0.0001 | 0.058 | 04/30/2026 |
| 8 | Fubon NYSE FactSet Global Genomics and Immuno Biopharma ETF | 70,728 | -67,179 | 22,067.14 | 0.0466 | 0.0443 | 05/29/2026 |
| 9 | iShares Genomics Immunology and Healthcare Index ETF | 9,056 | -1,933 | 2,825.47 | 0.0532 | 0.0057 | 05/29/2026 |
| 10 | Blackstone Alternative Multi Strategy Fund | 1,200 | -2,100 | 374.4 | 0 | 0.0008 | 03/31/2026 |
| # | Holder Name | Position | Position Change | $ Market Value | % Port | % O/S | Rpt Date |
|---|---|---|---|---|---|---|---|
| 1 | EcoR1 Capital, LLC | 13,368,855 | 13,368,855 | 4,171,082.76 | 0.1578 | 8.3755 | 03/31/2026 |
| 2 | BofA Securities, Inc. | 8,195,287 | 8,194,267 | 2,556,929.54 | 0.0035 | 5.1343 | 03/31/2026 |
| 3 | Defilade Capital Management LP | 7,558,756 | 7,558,756 | 2,358,331.87 | 0.3221 | 4.7355 | 03/31/2026 |
| 4 | 683 Capital Management LLC | 12,000,000 | 7,125,000 | 3,744,000 | 0.3165 | 7.5179 | 03/31/2026 |
| 5 | Newtyn Management LLC | 7,079,056 | 7,079,056 | 2,208,665.47 | 0.195 | 4.435 | 03/31/2026 |
| 6 | Millennium Management LLC | 3,559,103 | 3,221,600 | 1,110,440.14 | 0.0008 | 2.2298 | 03/31/2026 |
| 7 | UBS Securities LLC | 1,481,151 | 1,160,784 | 462,119.11 | 0.0002 | 0.9279 | 03/31/2026 |
| 8 | Truvalue Asset Management Co. Ltd. | 992,095 | 992,095 | 309,533.64 | 0.0137 | 0.6215 | 12/31/2025 |
| 9 | Wealthspire Advisors LLC | 796,036 | 795,010 | 248,363.23 | 0.0018 | 0.4987 | 03/31/2026 |
| 10 | Rangeley Capital LLC | 329,200 | 329,200 | 102,710.4 | 0.0819 | 0.2062 | 03/31/2026 |
| # | Holder Name | Position | Position Change | $ Market Value | % Port | % O/S | Rpt Date |
|---|---|---|---|---|---|---|---|
| 1 | Janus Henderson Investors US LLC | 0 | -16,290,130 | 0 | 0 | 0 | |
| 2 | Mangrove Partners IM LLC | 0 | -7,790,580 | 0 | 0 | 0 | |
| 3 | abrdn, Inc. | 0 | -5,538,699 | 0 | 0 | 0 | |
| 4 | Rock Springs Capital Management LP | 0 | -4,570,649 | 0 | 0 | 0 | |
| 5 | Clearline Capital LP | 0 | -3,834,163 | 0 | 0 | 0 | |
| 6 | Alkeon Capital Management LLC | 0 | -3,698,100 | 0 | 0 | 0 | |
| 7 | Morgan Stanley & Co. LLC | 14,006 | -3,331,721 | 4,369.87 | 0 | 0.0088 | 03/31/2026 |
| 8 | Goldman Sachs & Co. LLC (Private Banking) | 0 | -2,364,024 | 0 | 0 | 0 | |
| 9 | Citadel Securities LLC | 0 | -2,318,074 | 0 | 0 | 0 | |
| 10 | UBS Asset Management Switzerland AG | 0 | -1,906,775 | 0 | 0 | 0 |
Data provided by FactSet Research Systems Inc.