| # | Holder Name | Position | Position Change | $ Market Value | % Port | % O/S | Rpt Date |
|---|---|---|---|---|---|---|---|
| 1 | BlackRock Fund Advisors | 500,585 | -1,768 | 7,749,055.8 | 0.0001 | 0.3854 | 06/30/2026 |
| 2 | Susquehanna Financial Group LLLP | 457,744 | 27,900 | 7,085,877.12 | 0.0064 | 0.3525 | 06/30/2026 |
| 3 | Morgan Stanley & Co. International Plc | 413,500 | 0 | 6,400,980 | 0.0451 | 0.3184 | 06/30/2026 |
| 4 | Goldman Sachs & Co. LLC (Private Banking) | 395,612 | -238 | 6,124,073.76 | 0.0015 | 0.3046 | 06/30/2026 |
| 5 | Morgan Stanley & Co. LLC | 291,504 | 119,745 | 4,512,481.92 | 0.0013 | 0.2244 | 06/30/2026 |
| 6 | AXA Investment Managers UK Ltd. | 259,700 | 259,700 | 4,020,156 | 0.0121 | 0.2 | 06/30/2026 |
| 7 | Arax Advisory Partners LLC | 168,022 | 1,540 | 2,600,980.56 | 0.0169 | 0.1294 | 06/30/2026 |
| 8 | Aperio Group LLC | 123,876 | -16,631 | 1,917,600.48 | 0.0011 | 0.0954 | 06/30/2026 |
| 9 | UBS Securities LLC | 119,024 | 83,168 | 1,842,491.52 | 0.0007 | 0.0916 | 06/30/2026 |
| 10 | Merrill Lynch International (Investment Management) | 100,000 | 100,000 | 1,548,000 | 0.0056 | 0.077 | 06/30/2026 |
| 11 | Penbrook Management LLC | 87,075 | -500 | 1,347,921 | 0.8599 | 0.067 | 06/30/2026 |
| 12 | UBS Switzerland AG (Investment Management) | 64,484 | 62,247 | 998,212.32 | 0.0015 | 0.0497 | 06/30/2026 |
| 13 | M&G Investment Management Ltd. | 59,100 | 59,100 | 914,868 | 0.001 | 0.0455 | 06/30/2026 |
| 14 | Quadrature Capital Ltd. | 53,126 | 26,560 | 822,390.48 | 0.0068 | 0.0409 | 06/30/2026 |
| 15 | LPL Financial LLC | 47,867 | -880 | 740,981.16 | 0.0002 | 0.0369 | 06/30/2026 |
| # | Holder Name | Position | Position Change | $ Market Value | % Port | % O/S | Rpt Date |
|---|---|---|---|---|---|---|---|
| 1 | iShares Biotechnology ETF | 524,483 | 10,331 | 8,118,996.84 | 0.0782 | 0.4038 | 08/31/2026 |
| 2 | AXA Framlington Biotech Fund | 259,700 | 259,700 | 4,020,156 | 0.8523 | 0.2 | 07/31/2026 |
| 3 | M&G Investment Funds (3) - Recovery Fund | 59,100 | 0 | 914,868 | 0.0658 | 0.0455 | 05/31/2026 |
| 4 | iShares IV Plc - NASDAQ US Biotechnology UCITS ETF | 42,888 | 7,586 | 663,906.24 | 0.0539 | 0.033 | 08/31/2026 |
| 5 | Fidelity Nasdaq Composite Index Fund | 33,747 | 3,010 | 522,403.56 | 0.0018 | 0.026 | 07/31/2026 |
| 6 | Invesco Markets Plc - NASDAQ Biotech UCITS ETF | 16,346 | 179 | 253,036.08 | 0.053 | 0.0126 | 08/31/2026 |
| 7 | ActivePassive International Equity ETF | 8,838 | 4,891 | 136,812.24 | 0.0119 | 0.0068 | 08/31/2026 |
| 8 | China Universal Nasdaq Biotechnology Index ETF | 8,319 | 327 | 128,778.12 | 0.0532 | 0.0064 | 06/30/2026 |
| 9 | Invesco NASDAQ Future Gen 200 ETF | 7,253 | 7,253 | 112,276.44 | 0.5067 | 0.0056 | 08/31/2026 |
| 10 | Steward Values Enhanced International Fund | 6,507 | 0 | 100,728.36 | 0.0291 | 0.005 | 07/31/2026 |
| 11 | Invesco Nasdaq Biotechnology ETF | 3,265 | 544 | 50,542.2 | 0.053 | 0.0025 | 08/31/2026 |
| 12 | Mirae Asset Tiger NASDAQ Bio ETF | 2,707 | 73 | 41,904.36 | 0.0551 | 0.0021 | 08/31/2026 |
| 13 | ProShares Ultra NASDAQ Biotechnology | 1,870 | -394 | 28,947.6 | 0.0287 | 0.0014 | 08/31/2026 |
| 14 | Xtrackers IE Plc - MSCI Genomic Healthcare Innov UCITS ETF | 1,680 | 512 | 26,006.4 | 0.2185 | 0.0013 | 08/31/2026 |
| 15 | GF Nasdaq Biotechnology Index Fund | 964 | 0 | 14,922.72 | 0.0449 | 0.0007 | 12/31/2025 |
| # | Holder Name | Position | Position Change | $ Market Value | % Port | % O/S | Rpt Date |
|---|---|---|---|---|---|---|---|
| 1 | AXA Investment Managers UK Ltd. | 259,700 | 259,700 | 4,020,156 | 0.0121 | 0.2 | 06/30/2026 |
| 2 | Morgan Stanley & Co. LLC | 291,504 | 119,745 | 4,512,481.92 | 0.0013 | 0.2244 | 06/30/2026 |
| 3 | Merrill Lynch International (Investment Management) | 100,000 | 100,000 | 1,548,000 | 0.0056 | 0.077 | 06/30/2026 |
| 4 | UBS Securities LLC | 119,024 | 83,168 | 1,842,491.52 | 0.0007 | 0.0916 | 06/30/2026 |
| 5 | UBS Switzerland AG (Investment Management) | 64,484 | 62,247 | 998,212.32 | 0.0015 | 0.0497 | 06/30/2026 |
| 6 | M&G Investment Management Ltd. | 59,100 | 59,100 | 914,868 | 0.001 | 0.0455 | 06/30/2026 |
| 7 | Group One Trading LLC | 44,030 | 44,030 | 681,584.4 | 0.02 | 0.0339 | 06/30/2026 |
| 8 | Susquehanna Financial Group LLLP | 457,744 | 27,900 | 7,085,877.12 | 0.0064 | 0.3525 | 06/30/2026 |
| 9 | Quadrature Capital Ltd. | 53,126 | 26,560 | 822,390.48 | 0.0068 | 0.0409 | 06/30/2026 |
| 10 | RBC Dominion Securities, Inc. (Investment Management) | 44,003 | 22,564 | 681,166.44 | 0.0006 | 0.0339 | 06/30/2026 |
| # | Holder Name | Position | Position Change | $ Market Value | % Port | % O/S | Rpt Date |
|---|---|---|---|---|---|---|---|
| 1 | Legal & General Investment Management Ltd. | 0 | -679,023 | 0 | 0 | 0 | |
| 2 | Jane Street Capital LLC | 33,152 | -134,228 | 513,192.96 | 0.0003 | 0.0255 | 06/30/2026 |
| 3 | Citadel Securities LLC | 0 | -122,868 | 0 | 0 | 0 | |
| 4 | Prosperity Wealth Management, Inc. | 0 | -50,900 | 0 | 0 | 0 | |
| 5 | Point72 Asset Management LP | 0 | -38,185 | 0 | 0 | 0 | |
| 6 | UBS Europe SE | 0 | -28,622 | 0 | 0 | 0 | |
| 7 | Polen Capital Management LLC | 0 | -23,005 | 0 | 0 | 0 | |
| 8 | 49 Wealth Management LLC | 0 | -18,279 | 0 | 0 | 0 | |
| 9 | Opal Capital LLC | 0 | -18,279 | 0 | 0 | 0 | |
| 10 | Aperio Group LLC | 123,876 | -16,631 | 1,917,600.48 | 0.0011 | 0.0954 | 06/30/2026 |
Data provided by FactSet Research Systems Inc.