| # | Holder Name | Position | Position Change | $ Market Value | % Port | % O/S | Rpt Date |
|---|---|---|---|---|---|---|---|
| 1 | BlackRock Fund Advisors | 500,585 | 39,486 | 7,058,248.5 | 0.0001 | 0.3854 | 06/30/2026 |
| 2 | Susquehanna Financial Group LLLP | 457,744 | 71,272 | 6,454,190.4 | 0.0065 | 0.3525 | 06/30/2026 |
| 3 | Morgan Stanley & Co. International Plc | 413,500 | 0 | 5,830,350 | 0.0429 | 0.3184 | 06/30/2026 |
| 4 | Goldman Sachs & Co. LLC (Private Banking) | 395,612 | -1,603 | 5,578,129.2 | 0.0015 | 0.3046 | 06/30/2026 |
| 5 | Morgan Stanley & Co. LLC | 291,504 | 205,384 | 4,110,206.4 | 0.0013 | 0.2244 | 06/30/2026 |
| 6 | AXA Investment Managers UK Ltd. | 259,700 | 259,700 | 3,661,770 | 0.0088 | 0.2 | 06/30/2026 |
| 7 | Arax Advisory Partners LLC | 168,022 | 143,597 | 2,369,110.2 | 0.0162 | 0.1294 | 06/30/2026 |
| 8 | Aperio Group LLC | 123,876 | -6,719 | 1,746,651.6 | 0.001 | 0.0954 | 06/30/2026 |
| 9 | UBS Securities LLC | 119,024 | 50,988 | 1,678,238.4 | 0.0007 | 0.0916 | 06/30/2026 |
| 10 | Merrill Lynch International (Investment Management) | 100,000 | -4 | 1,410,000 | 0.0052 | 0.077 | 06/30/2026 |
| 11 | Penbrook Management LLC | 87,075 | 0 | 1,227,757.5 | 0.8271 | 0.067 | 09/30/2026 |
| 12 | UBS Switzerland AG (Investment Management) | 64,484 | 5,792 | 909,224.4 | 0.0015 | 0.0497 | 06/30/2026 |
| 13 | M&G Investment Management Ltd. | 59,100 | 0 | 833,310 | 0.001 | 0.0455 | 09/30/2026 |
| 14 | Quadrature Capital Ltd. | 53,126 | 35,879 | 749,076.6 | 0.007 | 0.0409 | 06/30/2026 |
| 15 | LPL Financial LLC | 47,867 | -1,750 | 674,924.7 | 0.0002 | 0.0369 | 06/30/2026 |
| # | Holder Name | Position | Position Change | $ Market Value | % Port | % O/S | Rpt Date |
|---|---|---|---|---|---|---|---|
| 1 | iShares Biotechnology ETF | 574,152 | 123,569 | 8,095,543.2 | 0.0728 | 0.4421 | 10/30/2026 |
| 2 | AXA Framlington Biotech Fund | 259,700 | 259,700 | 3,661,770 | 0.7944 | 0.2 | 08/28/2026 |
| 3 | M&G Investment Funds (3) - Recovery Fund | 59,100 | 0 | 833,310 | 0.0585 | 0.0455 | 06/30/2026 |
| 4 | iShares IV Plc - NASDAQ US Biotechnology UCITS ETF | 44,857 | 8,097 | 632,483.7 | 0.0488 | 0.0345 | 10/30/2026 |
| 5 | Fidelity Nasdaq Composite Index Fund | 34,217 | 470 | 482,459.7 | 0.0019 | 0.0263 | 09/30/2026 |
| 6 | Invesco Markets Plc - NASDAQ Biotech UCITS ETF | 19,997 | 3,196 | 281,957.7 | 0.0486 | 0.0154 | 10/30/2026 |
| 7 | ActivePassive International Equity ETF | 11,490 | 6,603 | 162,009 | 0.0145 | 0.0088 | 10/30/2026 |
| 8 | China Universal Nasdaq Biotechnology Index ETF | 8,319 | 327 | 117,297.9 | 0.0485 | 0.0064 | 06/30/2026 |
| 9 | Invesco NASDAQ Future Gen 200 ETF | 7,026 | 7,026 | 99,066.6 | 0.5008 | 0.0054 | 10/30/2026 |
| 10 | Steward Values Enhanced International Fund | 6,507 | 0 | 91,748.7 | 0.0272 | 0.005 | 09/30/2026 |
| 11 | Invesco Nasdaq Biotechnology ETF | 4,056 | 1,289 | 57,189.6 | 0.049 | 0.0031 | 10/30/2026 |
| 12 | Mirae Asset Tiger NASDAQ Bio ETF | 2,774 | 166 | 39,113.4 | 0.0502 | 0.0021 | 10/30/2026 |
| 13 | Xtrackers IE Plc - MSCI Genomic Healthcare Innov UCITS ETF | 2,155 | 439 | 30,385.5 | 0.2106 | 0.0017 | 10/30/2026 |
| 14 | ProShares Ultra NASDAQ Biotechnology | 2,094 | -35 | 29,525.4 | 0.029 | 0.0016 | 10/30/2026 |
| 15 | GF Nasdaq Biotechnology Index Fund | 1,109 | 145 | 15,636.9 | 0.0473 | 0.0009 | 06/30/2026 |
| # | Holder Name | Position | Position Change | $ Market Value | % Port | % O/S | Rpt Date |
|---|---|---|---|---|---|---|---|
| 1 | AXA Investment Managers UK Ltd. | 259,700 | 259,700 | 3,661,770 | 0.0088 | 0.2 | 06/30/2026 |
| 2 | Morgan Stanley & Co. LLC | 291,504 | 205,384 | 4,110,206.4 | 0.0013 | 0.2244 | 06/30/2026 |
| 3 | Arax Advisory Partners LLC | 168,022 | 143,597 | 2,369,110.2 | 0.0162 | 0.1294 | 06/30/2026 |
| 4 | Susquehanna Financial Group LLLP | 457,744 | 71,272 | 6,454,190.4 | 0.0065 | 0.3525 | 06/30/2026 |
| 5 | UBS Securities LLC | 119,024 | 50,988 | 1,678,238.4 | 0.0007 | 0.0916 | 06/30/2026 |
| 6 | BlackRock Fund Advisors | 500,585 | 39,486 | 7,058,248.5 | 0.0001 | 0.3854 | 06/30/2026 |
| 7 | Quadrature Capital Ltd. | 53,126 | 35,879 | 749,076.6 | 0.007 | 0.0409 | 06/30/2026 |
| 8 | RBC Dominion Securities, Inc. (Investment Management) | 44,003 | 17,737 | 620,442.3 | 0.0005 | 0.0339 | 06/30/2026 |
| 9 | R Squared Ltd. (Hong Kong) | 14,492 | 14,492 | 204,337.2 | 0.1104 | 0.0112 | 06/30/2026 |
| 10 | UBS Financial Services, Inc. | 16,545 | 10,700 | 233,284.5 | 0.0001 | 0.0127 | 06/30/2026 |
| # | Holder Name | Position | Position Change | $ Market Value | % Port | % O/S | Rpt Date |
|---|---|---|---|---|---|---|---|
| 1 | Citadel Advisors LLC | 0 | -71,530 | 0 | 0 | 0 | |
| 2 | Jane Street Capital LLC | 33,152 | -65,634 | 467,443.2 | 0.0003 | 0.0255 | 06/30/2026 |
| 3 | Group One Trading LLC | 44,030 | -39,885 | 620,823 | 0.021 | 0.0339 | 06/30/2026 |
| 4 | HRT Financial LP | 0 | -34,223 | 0 | 0 | 0 | |
| 5 | Squarepoint OPS LLC | 17,402 | -16,640 | 245,368.2 | 0.0005 | 0.0134 | 06/30/2026 |
| 6 | XTX Markets LLC | 24,962 | -15,956 | 351,964.2 | 0.0047 | 0.0192 | 06/30/2026 |
| 7 | Citadel Securities LLC | 0 | -14,429 | 0 | 0 | 0 | |
| 8 | Aperio Group LLC | 123,876 | -6,719 | 1,746,651.6 | 0.001 | 0.0954 | 06/30/2026 |
| 9 | Quadrant Capital Group LLC | 0 | -6,647 | 0 | 0 | 0 | |
| 10 | Parkside Financial Bank & Trust (Investment Management) | 5 | -4,525 | 70.5 | 0 | 0 | 09/30/2026 |
Data provided by FactSet Research Systems Inc.