| # | Holder Name | Position | Position Change | $ Market Value | % Port | % O/S | Rpt Date |
|---|---|---|---|---|---|---|---|
| 1 | UBS Securities LLC | 178,761 | 105,963 | 396,849.42 | 0.0001 | 0.4734 | 03/31/2026 |
| 2 | Oasis Management (Hong Kong) LLC | 93,753 | 0 | 208,131.66 | 0.0192 | 0.2483 | 03/31/2026 |
| 3 | SG Americas Securities LLC | 87,121 | 66,395 | 193,408.62 | 0.0002 | 0.2307 | 03/31/2026 |
| 4 | Barclays Bank Plc (Private Banking) | 64,368 | -72,166 | 142,896.96 | 0.0001 | 0.1704 | 03/31/2026 |
| 5 | Citadel Securities LLC | 63,130 | 63,130 | 140,148.6 | 0.0003 | 0.1672 | 03/31/2026 |
| 6 | Morgan Stanley & Co. LLC | 44,959 | -24,736 | 99,808.98 | 0 | 0.119 | 03/31/2026 |
| 7 | BlackRock Fund Advisors | 38,143 | -33,648 | 84,677.46 | 0 | 0.101 | 03/31/2026 |
| 8 | XTX Markets LLC | 26,831 | 4,417 | 59,564.82 | 0.0009 | 0.071 | 03/31/2026 |
| 9 | Invesco Capital Management LLC | 18,734 | -1,504 | 41,589.48 | 0 | 0.0496 | 03/31/2026 |
| 10 | Nomura Global Financial Products, Inc. | 18,423 | -68,923 | 40,899.06 | 0.0004 | 0.0488 | 03/31/2026 |
| 11 | Geode Capital Management LLC | 14,144 | 0 | 31,399.68 | 0 | 0.0375 | 03/31/2026 |
| 12 | Renaissance Technologies LLC | 12,000 | -32,600 | 26,640 | 0 | 0.0318 | 03/31/2026 |
| 13 | Fideuram Asset Management (Ireland) DAC | 9,839 | 9,839 | 21,842.58 | 0.0002 | 0.0261 | 03/31/2026 |
| 14 | Parametric Portfolio Associates LLC | 1,521 | 516 | 3,376.62 | 0 | 0.004 | 03/31/2026 |
| 15 | NewEdge Advisors LLC | 746 | -2,020 | 1,656.12 | 0 | 0.002 | 03/31/2026 |
| # | Holder Name | Position | Position Change | $ Market Value | % Port | % O/S | Rpt Date |
|---|---|---|---|---|---|---|---|
| 1 | Invesco Golden Dragon China ETF | 17,546 | -1,790 | 38,952.12 | 0.0396 | 0.0465 | 05/29/2026 |
| 2 | Fidelity Nasdaq Composite Index Fund | 14,144 | 0 | 31,399.68 | 0.0001 | 0.0375 | 04/30/2026 |
| # | Holder Name | Position | Position Change | $ Market Value | % Port | % O/S | Rpt Date |
|---|---|---|---|---|---|---|---|
| 1 | UBS Securities LLC | 178,761 | 105,963 | 396,849.42 | 0.0001 | 0.4734 | 03/31/2026 |
| 2 | SG Americas Securities LLC | 87,121 | 66,395 | 193,408.62 | 0.0002 | 0.2307 | 03/31/2026 |
| 3 | Citadel Securities LLC | 63,130 | 63,130 | 140,148.6 | 0.0003 | 0.1672 | 03/31/2026 |
| 4 | Fideuram Asset Management (Ireland) DAC | 9,839 | 9,839 | 21,842.58 | 0.0002 | 0.0261 | 03/31/2026 |
| 5 | XTX Markets LLC | 26,831 | 4,417 | 59,564.82 | 0.0009 | 0.071 | 03/31/2026 |
| 6 | Parametric Portfolio Associates LLC | 1,521 | 516 | 3,376.62 | 0 | 0.004 | 03/31/2026 |
| 7 | RBC Capital Markets LLC (Investment Management) | 241 | 221 | 535.02 | 0 | 0.0006 | 03/31/2026 |
| 8 | IMA Advisory Services, Inc. | 50 | 50 | 111 | 0 | 0.0001 | 03/31/2026 |
| 9 | Caitong International Asset Management Co., Ltd. | 1 | 1 | 2.22 | 0 | 0 | 03/31/2026 |
| # | Holder Name | Position | Position Change | $ Market Value | % Port | % O/S | Rpt Date |
|---|---|---|---|---|---|---|---|
| 1 | Oxbow Capital Management (HK) Ltd. | 0 | -500,000 | 0 | 0 | 0 | |
| 2 | Cantor Fitzgerald Europe | 0 | -109,782 | 0 | 0 | 0 | |
| 3 | Barclays Bank Plc (Private Banking) | 64,368 | -72,166 | 142,896.96 | 0.0001 | 0.1704 | 03/31/2026 |
| 4 | Nomura Global Financial Products, Inc. | 18,423 | -68,923 | 40,899.06 | 0.0004 | 0.0488 | 03/31/2026 |
| 5 | DWS Investments Hong Kong Ltd. | 0 | -58,000 | 0 | 0 | 0 | |
| 6 | Andbank Wealth Management SGIIC SAU | 0 | -47,204 | 0 | 0 | 0 | |
| 7 | Verity Asset Management, Inc. | 0 | -38,549 | 0 | 0 | 0 | |
| 8 | Bank of America, NA (Private Banking) | 0 | -33,956 | 0 | 0 | 0 | |
| 9 | BlackRock Fund Advisors | 38,143 | -33,648 | 84,677.46 | 0 | 0.101 | 03/31/2026 |
| 10 | Renaissance Technologies LLC | 12,000 | -32,600 | 26,640 | 0 | 0.0318 | 03/31/2026 |
Data provided by FactSet Research Systems Inc.