| # | Holder Name | Position | Position Change | $ Market Value | % Port | % O/S | Rpt Date |
|---|---|---|---|---|---|---|---|
| 1 | Legal & General Investment Management Ltd. | 328,681 | 328,681 | 30,268,233.29 | 0.0102 | 1.9405 | 12/31/2025 |
| 2 | Global X Management Co. LLC | 225,415 | 223,786 | 20,758,467.35 | 0.0214 | 1.3308 | 12/31/2025 |
| 3 | Readystate Asset Management LP | 118,308 | 0 | 10,894,983.72 | 0.5605 | 0.6985 | 12/31/2025 |
| 4 | BlackRock Fund Advisors | 76,389 | -43,382 | 7,034,663.01 | 0.0001 | 0.451 | 12/31/2025 |
| 5 | BNP Paribas Asset Management UK Ltd. | 67,336 | 4,335 | 6,200,972.24 | 0.0215 | 0.3976 | 12/31/2025 |
| 6 | Royce & Associates LP | 53,018 | 8,004 | 4,882,427.62 | 0.0398 | 0.313 | 12/31/2025 |
| 7 | HSBC Bank Plc (Broker) | 51,604 | 51,604 | 4,752,212.36 | 0.0097 | 0.3047 | 03/31/2026 |
| 8 | BlackRock Advisors LLC | 37,502 | -80 | 3,453,559.18 | 0.0014 | 0.2214 | 12/31/2025 |
| 9 | UBS Securities LLC | 29,156 | 26,776 | 2,684,976.04 | 0.0011 | 0.1721 | 12/31/2025 |
| 10 | Jane Street Capital LLC | 27,563 | 4,433 | 2,538,276.67 | 0.0027 | 0.1627 | 12/31/2025 |
| 11 | BlackRock Financial Management, Inc. | 26,016 | 273 | 2,395,813.44 | 0.0011 | 0.1536 | 12/31/2025 |
| 12 | JPMorgan Securities LLC (Investment Management) | 15,300 | -4,804 | 1,408,977 | 0.0009 | 0.0903 | 12/31/2025 |
| 13 | Quinn Opportunity Partners LLC | 12,202 | 0 | 1,123,682.18 | 0.0505 | 0.072 | 12/31/2025 |
| 14 | HITE Hedge Asset Management LLC | 12,168 | 0 | 1,120,551.12 | 0.0604 | 0.0718 | 12/31/2025 |
| 15 | Manulife Investment Management (US) LLC | 11,890 | -30 | 1,094,950.1 | 0.0008 | 0.0702 | 12/31/2025 |
| # | Holder Name | Position | Position Change | $ Market Value | % Port | % O/S | Rpt Date |
|---|---|---|---|---|---|---|---|
| 1 | L&G Battery Value-Chain UCITS ETF | 365,777 | 365,777 | 33,684,403.93 | 3.3567 | 2.1595 | 04/30/2026 |
| 2 | Global X Battery Tech & Lithium ETF | 223,354 | 223,354 | 20,568,669.86 | 3.3593 | 1.3187 | 04/30/2026 |
| 3 | BlackRock Advantage Small Cap Core Fund | 31,310 | -3,595 | 2,883,337.9 | 0.0589 | 0.1849 | 03/31/2026 |
| 4 | Royce Smaller Companies Growth Fund | 24,000 | -21,000 | 2,210,160 | 1.0917 | 0.1417 | 03/31/2026 |
| 5 | John Hancock Invt. Tr. - Diversified Real Assets Fund | 11,207 | 0 | 1,032,052.63 | 0.1187 | 0.0662 | 12/31/2025 |
| 6 | BNP Paribas Funds - Global Climate Solutions | 9,330 | -60,526 | 859,199.7 | 0.7417 | 0.0551 | 03/31/2026 |
| 7 | Avantis US Small Cap Equity ETF | 8,624 | 0 | 794,184.16 | 0.0298 | 0.0509 | 04/30/2026 |
| 8 | Multipar Actions Internationales | 8,326 | -37,294 | 766,741.34 | 0.7559 | 0.0492 | 03/31/2026 |
| 9 | Beaver Fund - Natural Resources | 7,912 | -2,638 | 728,616.08 | 1.9219 | 0.0467 | 03/31/2026 |
| 10 | Fidelity Nasdaq Composite Index Fund | 3,432 | -2,140 | 316,052.88 | 0.0012 | 0.0203 | 03/31/2026 |
| 11 | Diversified Equity Master Portfolio | 2,356 | -75 | 216,964.04 | 0.0064 | 0.0139 | 12/31/2025 |
| 12 | BlackRock Advantage SMID Cap Fund, Inc. | 2,000 | 0 | 184,180 | 0.0222 | 0.0118 | 12/31/2025 |
| 13 | Dimensional Funds Plc - Global Core Equity Fund | 1,616 | -326 | 148,817.44 | 0.0016 | 0.0095 | 02/28/2026 |
| 14 | ActivePassive International Equity ETF | 1,228 | 1,228 | 113,086.52 | 0.0112 | 0.0073 | 04/30/2026 |
| 15 | Dimensional Funds Plc - Global Small Companies Fund | 1,102 | -13 | 101,483.18 | 0.007 | 0.0065 | 02/28/2026 |
| # | Holder Name | Position | Position Change | $ Market Value | % Port | % O/S | Rpt Date |
|---|---|---|---|---|---|---|---|
| 1 | Legal & General Investment Management Ltd. | 328,681 | 328,681 | 30,268,233.29 | 0.0102 | 1.9405 | 12/31/2025 |
| 2 | Global X Management Co. LLC | 225,415 | 223,786 | 20,758,467.35 | 0.0214 | 1.3308 | 12/31/2025 |
| 3 | HSBC Bank Plc (Broker) | 51,604 | 51,604 | 4,752,212.36 | 0.0097 | 0.3047 | 03/31/2026 |
| 4 | UBS Securities LLC | 29,156 | 26,776 | 2,684,976.04 | 0.0011 | 0.1721 | 12/31/2025 |
| 5 | Quadrature Capital Ltd. | 10,203 | 10,203 | 939,594.27 | 0.0083 | 0.0602 | 12/31/2025 |
| 6 | Royce & Associates LP | 53,018 | 8,004 | 4,882,427.62 | 0.0398 | 0.313 | 12/31/2025 |
| 7 | Citadel Securities LLC | 7,077 | 7,077 | 651,720.93 | 0.0013 | 0.0418 | 12/31/2025 |
| 8 | LPL Financial LLC | 5,881 | 5,881 | 541,581.29 | 0.0001 | 0.0347 | 12/31/2025 |
| 9 | Jane Street Capital LLC | 27,563 | 4,433 | 2,538,276.67 | 0.0027 | 0.1627 | 12/31/2025 |
| 10 | UBS Switzerland AG (Investment Management) | 6,700 | 4,400 | 617,003 | 0.0014 | 0.0396 | 12/31/2025 |
| # | Holder Name | Position | Position Change | $ Market Value | % Port | % O/S | Rpt Date |
|---|---|---|---|---|---|---|---|
| 1 | Summit Securities Group LLC | 0 | -78,377 | 0 | 0 | 0 | |
| 2 | Millennium Management LLC | 0 | -57,772 | 0 | 0 | 0 | |
| 3 | BlackRock Fund Advisors | 76,389 | -43,382 | 7,034,663.01 | 0.0001 | 0.451 | 12/31/2025 |
| 4 | Susquehanna Financial Group LLLP | 5,054 | -27,151 | 465,422.86 | 0.0006 | 0.0298 | 12/31/2025 |
| 5 | StoneX Group, Inc. (Investment Management) | 0 | -16,108 | 0 | 0 | 0 | |
| 6 | T. Rowe Price International Ltd. | 0 | -11,251 | 0 | 0 | 0 | |
| 7 | XY Capital Ltd. | 10,821 | -10,688 | 996,505.89 | 0.9789 | 0.0639 | 12/31/2025 |
| 8 | RBC Dominion Securities, Inc. (Investment Management) | 1,017 | -9,848 | 93,655.53 | 0.0001 | 0.006 | 12/31/2025 |
| 9 | Goldman Sachs & Co. LLC (Private Banking) | 0 | -8,937 | 0 | 0 | 0 | |
| 10 | Dimensional Fund Advisors LP | 780 | -8,266 | 71,830.2 | 0 | 0.0046 | 12/31/2025 |
Data provided by FactSet Research Systems Inc.