| # | Holder Name | Position | Position Change | $ Market Value | % Port | % O/S | Rpt Date |
|---|---|---|---|---|---|---|---|
| 1 | Van Eck Associates Corp. | 1,240,049 | 1,240,049 | 50,283,986.95 | 0.0266 | 6.3915 | 06/30/2026 |
| 2 | UBS Securities LLC | 140,931 | 111,775 | 5,714,752.05 | 0.0022 | 0.7264 | 06/30/2026 |
| 3 | Legal & General Investment Management Ltd. | 118,143 | -210,538 | 4,790,698.65 | 0.0016 | 0.6089 | 06/30/2026 |
| 4 | Readystate Asset Management LP | 92,271 | -26,037 | 3,741,589.05 | 0.1685 | 0.4756 | 06/30/2026 |
| 5 | Global X Management Co. LLC | 75,670 | -149,745 | 3,068,418.5 | 0.003 | 0.39 | 06/30/2026 |
| 6 | BlackRock Asset Management Canada Ltd. | 28,627 | 28,627 | 1,160,824.85 | 0.0009 | 0.1475 | 06/30/2026 |
| 7 | Royce & Associates LP | 26,009 | -27,009 | 1,054,664.95 | 0.0088 | 0.1341 | 06/30/2026 |
| 8 | Manulife Investment Management (US) LLC | 12,484 | 594 | 506,226.2 | 0.0004 | 0.0643 | 06/30/2026 |
| 9 | HITE Hedge Asset Management LLC | 12,168 | 0 | 493,412.4 | 0.0288 | 0.0627 | 06/30/2026 |
| 10 | Parametric Portfolio Associates LLC | 9,646 | -591 | 391,145.3 | 0.0001 | 0.0497 | 06/30/2026 |
| 11 | American Century Investment Management, Inc. | 8,633 | 2 | 350,068.15 | 0.0001 | 0.0445 | 06/30/2026 |
| 12 | UBS Switzerland AG (Investment Management) | 7,568 | 868 | 306,882.4 | 0.0005 | 0.039 | 06/30/2026 |
| 13 | Quantinno Capital Management LP | 5,493 | -1,437 | 222,741.15 | 0.0003 | 0.0283 | 06/30/2026 |
| 14 | LPL Financial LLC | 5,082 | -799 | 206,075.1 | 0 | 0.0262 | 06/30/2026 |
| 15 | Vanguard Personalized Indexing Management LLC | 4,876 | 4,876 | 197,721.8 | 0.0016 | 0.0251 | 06/30/2026 |
| # | Holder Name | Position | Position Change | $ Market Value | % Port | % O/S | Rpt Date |
|---|---|---|---|---|---|---|---|
| 1 | VanEck Rare Earth and Strategic Metals ETF | 782,853 | 782,853 | 31,744,689.15 | 1.6632 | 4.035 | 08/31/2026 |
| 2 | VanEck UCITS ETFs Plc - Rare Earth & Strategic Metals UCITS | 463,220 | 463,220 | 18,783,571 | 1.663 | 2.3875 | 08/31/2026 |
| 3 | L&G Battery Value-Chain UCITS ETF | 116,746 | -221,818 | 4,734,050.3 | 0.631 | 0.6017 | 08/31/2026 |
| 4 | Global X Battery Tech & Lithium ETF | 64,686 | -158,519 | 2,623,017.3 | 0.6306 | 0.3334 | 08/31/2026 |
| 5 | iShares S&P/TSX Global Base Metals Index ETF | 27,802 | 27,802 | 1,127,371.1 | 0.2641 | 0.1433 | 08/31/2026 |
| 6 | Royce Smaller Companies Growth Fund | 26,000 | -27,000 | 1,054,300 | 0.4515 | 0.134 | 06/30/2026 |
| 7 | John Hancock Invt. Tr. - Diversified Real Assets Fund | 11,896 | 689 | 482,382.8 | 0.0508 | 0.0613 | 06/30/2026 |
| 8 | PLUS Global Rare Earth&Strategic Metals Company ETF | 6,510 | 6,510 | 263,980.5 | 1.2595 | 0.0336 | 08/31/2026 |
| 9 | Fidelity Nasdaq Composite Index Fund | 3,432 | 0 | 139,167.6 | 0.0005 | 0.0177 | 07/31/2026 |
| 10 | BlackRock Strategic Fds - Systematic US Equity Absolute Return | 3,317 | 3,317 | 134,504.35 | 1.5046 | 0.0171 | 07/31/2026 |
| 11 | iShares S&P/TSX Energy Transition Materials Index ETF | 2,573 | 2,573 | 104,335.15 | 0.1305 | 0.0133 | 08/31/2026 |
| 12 | Diversified Equity Alpha Master Portfolio | 2,356 | 0 | 95,535.8 | 0.0028 | 0.0121 | 03/31/2026 |
| 13 | ActivePassive International Equity ETF | 1,836 | 1,836 | 74,449.8 | 0.0065 | 0.0095 | 08/31/2026 |
| 14 | Dimensional Funds Plc - Global Core Equity Fund | 1,616 | 0 | 65,528.8 | 0.0007 | 0.0083 | 06/30/2026 |
| 15 | VanEck Rare Earth and Strategic Metals ex China ETF | 1,420 | 1,420 | 57,581 | 2.0546 | 0.0073 | 08/31/2026 |
| # | Holder Name | Position | Position Change | $ Market Value | % Port | % O/S | Rpt Date |
|---|---|---|---|---|---|---|---|
| 1 | Van Eck Associates Corp. | 1,240,049 | 1,240,049 | 50,283,986.95 | 0.0266 | 6.3915 | 06/30/2026 |
| 2 | UBS Securities LLC | 140,931 | 111,775 | 5,714,752.05 | 0.0022 | 0.7264 | 06/30/2026 |
| 3 | BlackRock Asset Management Canada Ltd. | 28,627 | 28,627 | 1,160,824.85 | 0.0009 | 0.1475 | 06/30/2026 |
| 4 | Vanguard Personalized Indexing Management LLC | 4,876 | 4,876 | 197,721.8 | 0.0016 | 0.0251 | 06/30/2026 |
| 5 | Catalyst Funds Management Pty Ltd. | 4,101 | 4,101 | 166,295.55 | 0.0099 | 0.0211 | 06/30/2026 |
| 6 | Geode Capital Management LLC | 3,432 | 3,432 | 139,167.6 | 0 | 0.0177 | 06/30/2026 |
| 7 | XTX Markets LLC | 3,383 | 3,383 | 137,180.65 | 0.0018 | 0.0174 | 06/30/2026 |
| 8 | Goldman Sachs Asset Management LP | 3,283 | 3,283 | 133,125.65 | 0 | 0.0169 | 06/30/2026 |
| 9 | Goldman Sachs & Co. LLC (Private Banking) | 3,225 | 3,225 | 130,773.75 | 0 | 0.0166 | 06/30/2026 |
| 10 | Millennium Management LLC | 3,086 | 3,086 | 125,137.3 | 0.0001 | 0.0159 | 06/30/2026 |
| # | Holder Name | Position | Position Change | $ Market Value | % Port | % O/S | Rpt Date |
|---|---|---|---|---|---|---|---|
| 1 | Legal & General Investment Management Ltd. | 118,143 | -210,538 | 4,790,698.65 | 0.0016 | 0.6089 | 06/30/2026 |
| 2 | Global X Management Co. LLC | 75,670 | -149,745 | 3,068,418.5 | 0.003 | 0.39 | 06/30/2026 |
| 3 | BlackRock Fund Advisors | 1,232 | -75,157 | 49,957.6 | 0 | 0.0063 | 06/30/2026 |
| 4 | BNP Paribas Asset Management UK Ltd. | 0 | -67,336 | 0 | 0 | 0 | |
| 5 | BlackRock Advisors LLC | 1 | -37,501 | 40.55 | 0 | 0 | 06/30/2026 |
| 6 | HSBC Bank Plc (Broker) | 0 | -30,241 | 0 | 0 | 0 | |
| 7 | Jane Street Capital LLC | 0 | -27,563 | 0 | 0 | 0 | |
| 8 | Royce & Associates LP | 26,009 | -27,009 | 1,054,664.95 | 0.0088 | 0.1341 | 06/30/2026 |
| 9 | Readystate Asset Management LP | 92,271 | -26,037 | 3,741,589.05 | 0.1685 | 0.4756 | 06/30/2026 |
| 10 | BlackRock Financial Management, Inc. | 2,540 | -23,476 | 102,997 | 0 | 0.0131 | 06/30/2026 |
Data provided by FactSet Research Systems Inc.