| # | Holder Name | Position | Position Change | $ Market Value | % Port | % O/S | Rpt Date |
|---|---|---|---|---|---|---|---|
| 1 | Van Eck Associates Corp. | 1,240,049 | 1,240,049 | 31,236,834.31 | 0.0182 | 6.3915 | 06/30/2026 |
| 2 | Legal & General Investment Management Ltd. | 118,143 | -220,613 | 2,976,022.17 | 0.001 | 0.6089 | 06/30/2026 |
| 3 | Readystate Asset Management LP | 92,271 | -2,375 | 2,324,306.49 | 0.1145 | 0.4756 | 06/30/2026 |
| 4 | Global X Management Co. LLC | 75,670 | -149,711 | 1,906,127.3 | 0.002 | 0.39 | 06/30/2026 |
| 5 | UBS Securities LLC | 45,447 | 17,853 | 1,144,809.93 | 0.0004 | 0.2342 | 09/30/2026 |
| 6 | BlackRock Asset Management Canada Ltd. | 28,627 | 28,627 | 721,114.13 | 0.0006 | 0.1475 | 06/30/2026 |
| 7 | Royce & Associates LP | 26,009 | 2,001 | 655,166.71 | 0.0057 | 0.1341 | 09/30/2026 |
| 8 | Manulife Investment Management (US) LLC | 12,484 | -442 | 314,471.96 | 0.0002 | 0.0643 | 06/30/2026 |
| 9 | HITE Hedge Asset Management LLC | 12,168 | 0 | 306,511.92 | 0.0175 | 0.0627 | 06/30/2026 |
| 10 | Parametric Portfolio Associates LLC | 9,646 | -439 | 242,982.74 | 0.0001 | 0.0497 | 06/30/2026 |
| 11 | First Trust Advisors LP | 7,480 | 7,480 | 188,421.2 | 0.0001 | 0.0386 | 09/30/2026 |
| 12 | JPMorgan Securities LLC (Investment Management) | 5,609 | -5,157 | 141,290.71 | 0.0001 | 0.0289 | 09/30/2026 |
| 13 | Quantinno Capital Management LP | 5,493 | -990 | 138,368.67 | 0.0002 | 0.0283 | 06/30/2026 |
| 14 | Vanguard Personalized Indexing Management LLC | 4,876 | 1,386 | 122,826.44 | 0.001 | 0.0251 | 06/30/2026 |
| 15 | Morgan Stanley Smith Barney LLC (Investment Management) | 4,802 | 112 | 120,962.38 | 0 | 0.0248 | 06/30/2026 |
| # | Holder Name | Position | Position Change | $ Market Value | % Port | % O/S | Rpt Date |
|---|---|---|---|---|---|---|---|
| 1 | VanEck Rare Earth and Strategic Metals ETF | 633,980 | 633,980 | 15,969,956.2 | 1.0864 | 3.2677 | 10/30/2026 |
| 2 | VanEck UCITS ETFs Plc - Rare Earth & Strategic Metals UCITS | 378,338 | 378,338 | 9,530,334.22 | 1.0871 | 1.95 | 10/30/2026 |
| 3 | L&G Battery Value-Chain UCITS ETF | 113,911 | -251,866 | 2,869,418.09 | 0.4762 | 0.5871 | 10/30/2026 |
| 4 | Global X Battery Tech & Lithium ETF | 64,972 | -158,382 | 1,636,644.68 | 0.4759 | 0.3349 | 10/30/2026 |
| 5 | iShares S&P/TSX Global Base Metals Index ETF | 29,170 | 29,170 | 734,792.3 | 0.2 | 0.1503 | 10/30/2026 |
| 6 | Royce Small Cap Growth Fund | 26,000 | 2,000 | 654,940 | 0.2924 | 0.134 | 09/30/2026 |
| 7 | John Hancock Invt. Tr. - Diversified Real Assets Fund | 11,896 | -425 | 299,660.24 | 0.0315 | 0.0613 | 06/30/2026 |
| 8 | First Trust NASDAQ Clean Edge Green Energy Index Fund | 6,605 | 6,605 | 166,379.95 | 0.0344 | 0.034 | 10/30/2026 |
| 9 | Hanwha PLUS Global Rare Earth&Strategic Metals Company ETF | 5,853 | 5,853 | 147,437.07 | 0.8249 | 0.0302 | 10/30/2026 |
| 10 | iShares S&P/TSX Energy Transition Materials Index ETF | 5,239 | 5,239 | 131,970.41 | 0.194 | 0.027 | 10/30/2026 |
| 11 | ActivePassive International Equity ETF | 4,063 | 2,835 | 102,346.97 | 0.0091 | 0.0209 | 10/30/2026 |
| 12 | Fidelity Nasdaq Composite Index Fund | 3,432 | 0 | 86,452.08 | 0.0003 | 0.0177 | 09/30/2026 |
| 13 | BlackRock Strategic Fds - Systematic US Equity Absolute Return | 3,317 | 3,317 | 83,555.23 | 0.0536 | 0.0171 | 08/31/2026 |
| 14 | Diversified Equity Alpha Master Portfolio | 2,356 | 0 | 59,347.64 | 0.0018 | 0.0121 | 03/31/2026 |
| 15 | Dimensional Funds Plc - Global Core Equity Fund | 1,616 | 0 | 40,707.04 | 0.0004 | 0.0083 | 08/31/2026 |
| # | Holder Name | Position | Position Change | $ Market Value | % Port | % O/S | Rpt Date |
|---|---|---|---|---|---|---|---|
| 1 | Van Eck Associates Corp. | 1,240,049 | 1,240,049 | 31,236,834.31 | 0.0182 | 6.3915 | 06/30/2026 |
| 2 | BlackRock Asset Management Canada Ltd. | 28,627 | 28,627 | 721,114.13 | 0.0006 | 0.1475 | 06/30/2026 |
| 3 | UBS Securities LLC | 45,447 | 17,853 | 1,144,809.93 | 0.0004 | 0.2342 | 09/30/2026 |
| 4 | First Trust Advisors LP | 7,480 | 7,480 | 188,421.2 | 0.0001 | 0.0386 | 09/30/2026 |
| 5 | Goldman Sachs & Co. LLC (Private Banking) | 3,225 | 3,225 | 81,237.75 | 0 | 0.0166 | 06/30/2026 |
| 6 | Millennium Management LLC | 3,086 | 3,086 | 77,736.34 | 0.0001 | 0.0159 | 06/30/2026 |
| 7 | Virtu Americas LLC | 2,941 | 2,941 | 74,083.79 | 0.0026 | 0.0152 | 06/30/2026 |
| 8 | Royce & Associates LP | 26,009 | 2,001 | 655,166.71 | 0.0057 | 0.1341 | 09/30/2026 |
| 9 | Vanguard Personalized Indexing Management LLC | 4,876 | 1,386 | 122,826.44 | 0.001 | 0.0251 | 06/30/2026 |
| 10 | GAMMA Investing LLC | 1,676 | 681 | 42,218.44 | 0.0014 | 0.0086 | 09/30/2026 |
| # | Holder Name | Position | Position Change | $ Market Value | % Port | % O/S | Rpt Date |
|---|---|---|---|---|---|---|---|
| 1 | Legal & General Investment Management Ltd. | 118,143 | -220,613 | 2,976,022.17 | 0.001 | 0.6089 | 06/30/2026 |
| 2 | Global X Management Co. LLC | 75,670 | -149,711 | 1,906,127.3 | 0.002 | 0.39 | 06/30/2026 |
| 3 | HSBC Bank Plc (Broker) | 0 | -51,604 | 0 | 0 | 0 | |
| 4 | BlackRock Fund Advisors | 1,232 | -42,723 | 31,034.08 | 0 | 0.0063 | 06/30/2026 |
| 5 | BlackRock Advisors LLC | 1 | -33,833 | 25.19 | 0 | 0 | 06/30/2026 |
| 6 | Quadrature Capital Ltd. | 0 | -29,112 | 0 | 0 | 0 | |
| 7 | BlackRock Financial Management, Inc. | 2,540 | -17,838 | 63,982.6 | 0 | 0.0131 | 06/30/2026 |
| 8 | AXA Investment Managers UK Ltd. | 0 | -17,656 | 0 | 0 | 0 | |
| 9 | XY Capital Ltd. | 0 | -9,512 | 0 | 0 | 0 | |
| 10 | American Century Investment Management, Inc. | 0 | -8,632 | 0 | 0 | 0 |
Data provided by FactSet Research Systems Inc.