| # | Holder Name | Position | Position Change | $ Market Value | % Port | % O/S | Rpt Date |
|---|---|---|---|---|---|---|---|
| 1 | Legal & General Investment Management Ltd. | 338,756 | 10,075 | 21,497,455.76 | 0.0069 | 1.746 | 03/31/2026 |
| 2 | Global X Management Co. LLC | 225,381 | -34 | 14,302,678.26 | 0.0133 | 1.1617 | 03/31/2026 |
| 3 | UBS Securities LLC | 140,931 | 111,775 | 8,943,481.26 | 0.0032 | 0.7264 | 06/30/2026 |
| 4 | Readystate Asset Management LP | 94,646 | -23,662 | 6,006,235.16 | 0.3389 | 0.4878 | 03/31/2026 |
| 5 | HSBC Bank Plc (Broker) | 51,604 | 21,363 | 3,274,789.84 | 0.0062 | 0.266 | 03/31/2026 |
| 6 | BlackRock Asset Management Canada Ltd. | 28,627 | 28,627 | 1,816,669.42 | 0.0013 | 0.1475 | 06/30/2026 |
| 7 | Royce & Associates LP | 24,008 | -29,010 | 1,523,547.68 | 0.012 | 0.1237 | 03/31/2026 |
| 8 | Manulife Investment Management (US) LLC | 12,926 | 1,036 | 820,283.96 | 0.0006 | 0.0666 | 03/31/2026 |
| 9 | HITE Hedge Asset Management LLC | 12,168 | 0 | 772,181.28 | 0.0452 | 0.0627 | 03/31/2026 |
| 10 | Parametric Portfolio Associates LLC | 9,646 | -591 | 612,135.16 | 0.0001 | 0.0497 | 06/30/2026 |
| 11 | American Century Investment Management, Inc. | 8,633 | 2 | 547,850.18 | 0.0002 | 0.0445 | 06/30/2026 |
| 12 | XTX Markets LLC | 8,042 | 8,042 | 510,345.32 | 0.0076 | 0.0415 | 03/31/2026 |
| 13 | UBS Switzerland AG (Investment Management) | 7,568 | 868 | 480,265.28 | 0.0008 | 0.039 | 06/30/2026 |
| 14 | BofA Securities, Inc. | 6,493 | 0 | 412,045.78 | 0.0005 | 0.0335 | 03/31/2026 |
| 15 | Squarepoint OPS LLC | 5,677 | 5,677 | 360,262.42 | 0.0007 | 0.0293 | 03/31/2026 |
| # | Holder Name | Position | Position Change | $ Market Value | % Port | % O/S | Rpt Date |
|---|---|---|---|---|---|---|---|
| 1 | VanEck Rare Earth and Strategic Metals ETF | 766,901 | 766,901 | 48,667,537.46 | 2.1926 | 3.9528 | 07/31/2026 |
| 2 | VanEck UCITS ETFs Plc - Rare Earth & Strategic Metals UCITS | 427,887 | 427,887 | 27,153,709.02 | 2.2026 | 2.2054 | 07/31/2026 |
| 3 | L&G Battery Value-Chain UCITS ETF | 116,554 | -227,701 | 7,396,516.84 | 0.8831 | 0.6007 | 07/31/2026 |
| 4 | Global X Battery Tech & Lithium ETF | 63,566 | -159,755 | 4,033,898.36 | 0.8821 | 0.3276 | 07/31/2026 |
| 5 | iShares S&P/TSX Global Base Metals Index ETF | 28,462 | 28,462 | 1,806,198.52 | 0.4022 | 0.1467 | 07/31/2026 |
| 6 | Royce Smaller Companies Growth Fund | 26,000 | -27,000 | 1,649,960 | 0.6666 | 0.134 | 06/30/2026 |
| 7 | John Hancock Invt. Tr. - Diversified Real Assets Fund | 12,321 | 1,114 | 781,890.66 | 0.0902 | 0.0635 | 03/31/2026 |
| 8 | Avantis US Small Cap Equity ETF | 8,624 | 0 | 547,279.04 | 0.0174 | 0.0444 | 07/31/2026 |
| 9 | PLUS Global Rare Earth&Strategic Metals Company ETF | 6,863 | 6,863 | 435,525.98 | 1.7557 | 0.0354 | 07/31/2026 |
| 10 | Fidelity Nasdaq Composite Index Fund | 3,432 | 0 | 217,794.72 | 0.0008 | 0.0177 | 06/30/2026 |
| 11 | BlackRock Strategic Fds - Systematic US Equity Absolute Return | 3,317 | 3,317 | 210,496.82 | 0.0289 | 0.0171 | 05/31/2026 |
| 12 | iShares S&P/TSX Energy Transition Materials Index ETF | 2,537 | 2,537 | 160,998.02 | 0.1958 | 0.0131 | 07/31/2026 |
| 13 | Diversified Equity Alpha Master Portfolio | 2,356 | 0 | 149,511.76 | 0.0042 | 0.0121 | 03/31/2026 |
| 14 | BlackRock Advantage SMID Cap Fund, Inc. | 1,985 | -15 | 125,968.1 | 0.014 | 0.0102 | 03/31/2026 |
| 15 | ActivePassive International Equity ETF | 1,827 | 1,827 | 115,941.42 | 0.01 | 0.0094 | 07/31/2026 |
| # | Holder Name | Position | Position Change | $ Market Value | % Port | % O/S | Rpt Date |
|---|---|---|---|---|---|---|---|
| 1 | UBS Securities LLC | 140,931 | 111,775 | 8,943,481.26 | 0.0032 | 0.7264 | 06/30/2026 |
| 2 | BlackRock Asset Management Canada Ltd. | 28,627 | 28,627 | 1,816,669.42 | 0.0013 | 0.1475 | 06/30/2026 |
| 3 | HSBC Bank Plc (Broker) | 51,604 | 21,363 | 3,274,789.84 | 0.0062 | 0.266 | 03/31/2026 |
| 4 | Legal & General Investment Management Ltd. | 338,756 | 10,075 | 21,497,455.76 | 0.0069 | 1.746 | 03/31/2026 |
| 5 | XTX Markets LLC | 8,042 | 8,042 | 510,345.32 | 0.0076 | 0.0415 | 03/31/2026 |
| 6 | Squarepoint OPS LLC | 5,677 | 5,677 | 360,262.42 | 0.0007 | 0.0293 | 03/31/2026 |
| 7 | Vanguard Personalized Indexing Management LLC | 4,876 | 4,876 | 309,430.96 | 0.0025 | 0.0251 | 06/30/2026 |
| 8 | Catalyst Funds Management Pty Ltd. | 4,101 | 4,101 | 260,249.46 | 0.0148 | 0.0211 | 06/30/2026 |
| 9 | Goldman Sachs Asset Management LP | 3,593 | 3,593 | 228,011.78 | 0 | 0.0185 | 03/31/2026 |
| 10 | Geode Capital Management LLC | 3,432 | 3,432 | 217,794.72 | 0 | 0.0177 | 06/30/2026 |
| # | Holder Name | Position | Position Change | $ Market Value | % Port | % O/S | Rpt Date |
|---|---|---|---|---|---|---|---|
| 1 | BlackRock Fund Advisors | 1,232 | -75,157 | 78,182.72 | 0 | 0.0063 | 06/30/2026 |
| 2 | BNP Paribas Asset Management UK Ltd. | 0 | -67,336 | 0 | 0 | 0 | |
| 3 | BlackRock Advisors LLC | 1 | -37,501 | 63.46 | 0 | 0 | 06/30/2026 |
| 4 | Royce & Associates LP | 24,008 | -29,010 | 1,523,547.68 | 0.012 | 0.1237 | 03/31/2026 |
| 5 | Jane Street Capital LLC | 0 | -27,563 | 0 | 0 | 0 | |
| 6 | Readystate Asset Management LP | 94,646 | -23,662 | 6,006,235.16 | 0.3389 | 0.4878 | 03/31/2026 |
| 7 | BlackRock Financial Management, Inc. | 2,540 | -23,476 | 161,188.4 | 0.0001 | 0.0131 | 06/30/2026 |
| 8 | JPMorgan Securities LLC (Investment Management) | 26 | -15,274 | 1,649.96 | 0 | 0.0001 | 06/30/2026 |
| 9 | Quinn Opportunity Partners LLC | 0 | -12,202 | 0 | 0 | 0 | |
| 10 | XY Capital Ltd. | 0 | -10,821 | 0 | 0 | 0 |
Data provided by FactSet Research Systems Inc.