| # | Holder Name | Position | Position Change | $ Market Value | % Port | % O/S | Rpt Date |
|---|---|---|---|---|---|---|---|
| 1 | Legal & General Investment Management Ltd. | 338,756 | 338,756 | 27,998,183.4 | 0.0094 | 1.7576 | 03/31/2026 |
| 2 | Global X Management Co. LLC | 225,381 | 223,752 | 18,627,739.65 | 0.0179 | 1.1694 | 03/31/2026 |
| 3 | Readystate Asset Management LP | 94,646 | -23,662 | 7,822,491.9 | 0.4818 | 0.4911 | 03/31/2026 |
| 4 | HSBC Bank Plc (Broker) | 51,604 | 51,604 | 4,265,070.6 | 0.0084 | 0.2677 | 03/31/2026 |
| 5 | BlackRock Fund Advisors | 43,955 | -75,816 | 3,632,880.75 | 0.0001 | 0.2281 | 03/31/2026 |
| 6 | BlackRock Advisors LLC | 33,834 | -3,748 | 2,796,380.1 | 0.0011 | 0.1755 | 03/31/2026 |
| 7 | Quadrature Capital Ltd. | 29,112 | 29,112 | 2,406,106.8 | 0.023 | 0.151 | 03/31/2026 |
| 8 | UBS Securities LLC | 27,594 | 25,214 | 2,280,644.1 | 0.0008 | 0.1432 | 03/31/2026 |
| 9 | Royce & Associates LP | 24,008 | -21,006 | 1,984,261.2 | 0.0156 | 0.1246 | 03/31/2026 |
| 10 | BlackRock Financial Management, Inc. | 20,378 | -5,365 | 1,684,241.7 | 0.0008 | 0.1057 | 03/31/2026 |
| 11 | AXA Investment Managers UK Ltd. | 17,656 | 17,656 | 1,459,268.4 | 0.0043 | 0.0916 | 03/31/2026 |
| 12 | Manulife Investment Management (US) LLC | 12,926 | 1,006 | 1,068,333.9 | 0.0008 | 0.0671 | 03/31/2026 |
| 13 | HITE Hedge Asset Management LLC | 12,168 | 0 | 1,005,685.2 | 0.0588 | 0.0631 | 03/31/2026 |
| 14 | JPMorgan Securities LLC (Investment Management) | 10,766 | -9,338 | 889,809.9 | 0.0004 | 0.0559 | 03/31/2026 |
| 15 | Parametric Portfolio Associates LLC | 10,085 | -1,767 | 833,525.25 | 0.0002 | 0.0523 | 03/31/2026 |
| # | Holder Name | Position | Position Change | $ Market Value | % Port | % O/S | Rpt Date |
|---|---|---|---|---|---|---|---|
| 1 | L&G Battery Value-Chain UCITS ETF | 118,196 | -206,593 | 9,768,899.4 | 1.0481 | 0.6132 | 05/29/2026 |
| 2 | Global X Battery Tech & Lithium ETF | 69,945 | -151,519 | 5,780,954.25 | 1.0461 | 0.3629 | 05/29/2026 |
| 3 | Royce Smaller Companies Growth Fund | 24,000 | -21,000 | 1,983,600 | 0.9136 | 0.1245 | 03/31/2026 |
| 4 | John Hancock Invt. Tr. - Diversified Real Assets Fund | 12,321 | 1,114 | 1,018,330.65 | 0.1223 | 0.0639 | 03/31/2026 |
| 5 | Avantis US Small Cap Equity ETF | 8,624 | 0 | 712,773.6 | 0.0248 | 0.0447 | 05/29/2026 |
| 6 | Beaver Fund - Natural Resources | 7,912 | -2,638 | 653,926.8 | 1.8365 | 0.0411 | 05/29/2026 |
| 7 | Fidelity Nasdaq Composite Index Fund | 3,432 | -2,140 | 283,654.8 | 0.0011 | 0.0178 | 04/30/2026 |
| 8 | Diversified Equity Alpha Master Portfolio | 2,356 | -75 | 194,723.4 | 0.0057 | 0.0122 | 03/31/2026 |
| 9 | BlackRock Advantage SMID Cap Fund, Inc. | 1,985 | -15 | 164,060.25 | 0.0184 | 0.0103 | 03/31/2026 |
| 10 | Dimensional Funds Plc - Global Core Equity Fund | 1,616 | -304 | 133,562.4 | 0.0014 | 0.0084 | 02/28/2026 |
| 11 | ActivePassive International Equity ETF | 1,238 | 1,238 | 102,320.7 | 0.0098 | 0.0064 | 05/29/2026 |
| 12 | Dimensional Funds Plc - Global Small Companies Fund | 1,102 | 0 | 91,080.3 | 0.0061 | 0.0057 | 02/28/2026 |
| 13 | St. James Place Unit Trust - Global Smaller Companies | 851 | 0 | 70,335.15 | 0.0013 | 0.0044 | 09/30/2025 |
| 14 | Dimensional Funds Plc - World Allocation 60/40 Fund | 626 | 0 | 51,738.9 | 0.0008 | 0.0032 | 02/28/2026 |
| 15 | Dimensional International Small Cap ETF | 559 | 0 | 46,201.35 | 0.0008 | 0.0029 | 05/29/2026 |
| # | Holder Name | Position | Position Change | $ Market Value | % Port | % O/S | Rpt Date |
|---|---|---|---|---|---|---|---|
| 1 | Legal & General Investment Management Ltd. | 338,756 | 338,756 | 27,998,183.4 | 0.0094 | 1.7576 | 03/31/2026 |
| 2 | Global X Management Co. LLC | 225,381 | 223,752 | 18,627,739.65 | 0.0179 | 1.1694 | 03/31/2026 |
| 3 | HSBC Bank Plc (Broker) | 51,604 | 51,604 | 4,265,070.6 | 0.0084 | 0.2677 | 03/31/2026 |
| 4 | Quadrature Capital Ltd. | 29,112 | 29,112 | 2,406,106.8 | 0.023 | 0.151 | 03/31/2026 |
| 5 | UBS Securities LLC | 27,594 | 25,214 | 2,280,644.1 | 0.0008 | 0.1432 | 03/31/2026 |
| 6 | AXA Investment Managers UK Ltd. | 17,656 | 17,656 | 1,459,268.4 | 0.0043 | 0.0916 | 03/31/2026 |
| 7 | XTX Markets LLC | 8,042 | 8,042 | 664,671.3 | 0.0105 | 0.0417 | 03/31/2026 |
| 8 | Squarepoint OPS LLC | 5,677 | 5,677 | 469,204.05 | 0.0009 | 0.0295 | 03/31/2026 |
| 9 | LPL Financial LLC | 5,126 | 5,126 | 423,663.9 | 0.0001 | 0.0266 | 03/31/2026 |
| 10 | UBS Switzerland AG (Investment Management) | 7,418 | 5,118 | 613,097.7 | 0.0012 | 0.0385 | 03/31/2026 |
| # | Holder Name | Position | Position Change | $ Market Value | % Port | % O/S | Rpt Date |
|---|---|---|---|---|---|---|---|
| 1 | Summit Securities Group LLC | 0 | -78,377 | 0 | 0 | 0 | |
| 2 | BlackRock Fund Advisors | 43,955 | -75,816 | 3,632,880.75 | 0.0001 | 0.2281 | 03/31/2026 |
| 3 | BNP Paribas Asset Management UK Ltd. | 0 | -63,001 | 0 | 0 | 0 | |
| 4 | Millennium Management LLC | 0 | -57,772 | 0 | 0 | 0 | |
| 5 | Susquehanna Financial Group LLLP | 0 | -32,205 | 0 | 0 | 0 | |
| 6 | Readystate Asset Management LP | 94,646 | -23,662 | 7,822,491.9 | 0.4818 | 0.4911 | 03/31/2026 |
| 7 | Jane Street Capital LLC | 0 | -23,130 | 0 | 0 | 0 | |
| 8 | Royce & Associates LP | 24,008 | -21,006 | 1,984,261.2 | 0.0156 | 0.1246 | 03/31/2026 |
| 9 | StoneX Group, Inc. (Investment Management) | 0 | -16,108 | 0 | 0 | 0 | |
| 10 | Quinn Opportunity Partners LLC | 0 | -12,202 | 0 | 0 | 0 |
Data provided by FactSet Research Systems Inc.