| # | Holder Name | Position | Position Change | $ Market Value | % Port | % O/S | Rpt Date |
|---|---|---|---|---|---|---|---|
| 1 | Barclays Bank Plc (Private Banking) | 980,709 | 980,709 | 2,942,127 | 0.0016 | 0.5222 | 12/31/2025 |
| 2 | Oasis Management (Hong Kong) LLC | 97,629 | 50,000 | 292,887 | 0.038 | 0.052 | 12/31/2025 |
| 3 | SSgA Funds Management, Inc. | 69,323 | 3,123 | 207,969 | 0 | 0.0369 | 12/31/2025 |
| 4 | Morgan Stanley & Co. LLC | 68,329 | 64,292 | 204,987 | 0.0001 | 0.0364 | 12/31/2025 |
| 5 | XTX Markets LLC | 48,642 | 38,083 | 145,926 | 0.0039 | 0.0259 | 12/31/2025 |
| 6 | Goldman Sachs & Co. LLC (Private Banking) | 37,402 | -1,841 | 112,206 | 0.0001 | 0.0199 | 12/31/2025 |
| 7 | HHLR Advisors Ltd. | 19,156 | 0 | 57,468 | 0.0004 | 0.0102 | 12/31/2025 |
| 8 | Centiva Capital LP | 15,608 | 15,608 | 46,824 | 0.0029 | 0.0083 | 12/31/2025 |
| 9 | Harvest Fund Management Co., Ltd. | 13,621 | -247,953 | 40,863 | 0.0001 | 0.0073 | 12/31/2025 |
| 10 | Geode Capital Management LLC | 10,149 | 0 | 30,447 | 0 | 0.0054 | 12/31/2025 |
| 11 | China Universal Asset Management Co., Ltd. | 10,000 | 10,000 | 30,000 | 0.0001 | 0.0053 | 12/31/2025 |
| 12 | Citigroup Global Markets, Inc. (Investment Management) | 3,952 | 52 | 11,856 | 0 | 0.0021 | 12/31/2025 |
| 13 | UBS Securities LLC | 936 | -13,671 | 2,808 | 0 | 0.0005 | 12/31/2025 |
| 14 | RhumbLine Advisers LP | 458 | 0 | 1,374 | 0 | 0.0002 | 12/31/2025 |
| 15 | Bank of America, NA (Private Banking) | 166 | 109 | 498 | 0 | 0.0001 | 12/31/2025 |
| # | Holder Name | Position | Position Change | $ Market Value | % Port | % O/S | Rpt Date |
|---|---|---|---|---|---|---|---|
| 1 | State Street SPDR S&P Emerging Markets Small Cap ETF | 64,902 | -1,298 | 194,706 | 0.0277 | 0.0346 | 03/31/2026 |
| 2 | Invesco Golden Dragon China ETF | 33,793 | 33,793 | 101,379 | 0.0909 | 0.018 | 03/30/2026 |
| 3 | Fidelity Nasdaq Composite Index Fund | 26,703 | 16,554 | 80,109 | 0.0004 | 0.0142 | 02/28/2026 |
| # | Holder Name | Position | Position Change | $ Market Value | % Port | % O/S | Rpt Date |
|---|---|---|---|---|---|---|---|
| 1 | Barclays Bank Plc (Private Banking) | 980,709 | 980,709 | 2,942,127 | 0.0016 | 0.5222 | 12/31/2025 |
| 2 | Morgan Stanley & Co. LLC | 68,329 | 64,292 | 204,987 | 0.0001 | 0.0364 | 12/31/2025 |
| 3 | Oasis Management (Hong Kong) LLC | 97,629 | 50,000 | 292,887 | 0.038 | 0.052 | 12/31/2025 |
| 4 | XTX Markets LLC | 48,642 | 38,083 | 145,926 | 0.0039 | 0.0259 | 12/31/2025 |
| 5 | Centiva Capital LP | 15,608 | 15,608 | 46,824 | 0.0029 | 0.0083 | 12/31/2025 |
| 6 | China Universal Asset Management Co., Ltd. | 10,000 | 10,000 | 30,000 | 0.0001 | 0.0053 | 12/31/2025 |
| 7 | SSgA Funds Management, Inc. | 69,323 | 3,123 | 207,969 | 0 | 0.0369 | 12/31/2025 |
| 8 | Bank of America, NA (Private Banking) | 166 | 109 | 498 | 0 | 0.0001 | 12/31/2025 |
| 9 | Citigroup Global Markets, Inc. (Investment Management) | 3,952 | 52 | 11,856 | 0 | 0.0021 | 12/31/2025 |
| 10 | Osaic Wealth, Inc. (Investment Management) | 27 | 22 | 81 | 0 | 0 | 12/31/2025 |
| # | Holder Name | Position | Position Change | $ Market Value | % Port | % O/S | Rpt Date |
|---|---|---|---|---|---|---|---|
| 1 | Harvest Fund Management Co., Ltd. | 13,621 | -247,953 | 40,863 | 0.0001 | 0.0073 | 12/31/2025 |
| 2 | Marshall Wace LLP | 0 | -77,339 | 0 | 0 | 0 | |
| 3 | UBS Securities LLC | 936 | -13,671 | 2,808 | 0 | 0.0005 | 12/31/2025 |
| 4 | Goldman Sachs & Co. LLC (Private Banking) | 37,402 | -1,841 | 112,206 | 0.0001 | 0.0199 | 12/31/2025 |
| 5 | Morgan Stanley Smith Barney LLC (Investment Management) | 23 | -23 | 69 | 0 | 0 | 12/31/2025 |
Data provided by FactSet Research Systems Inc.