| # | Holder Name | Position | Position Change | $ Market Value | % Port | % O/S | Rpt Date |
|---|---|---|---|---|---|---|---|
| 1 | Barclays Bank Plc (Private Banking) | 1,706,500 | 725,791 | 2,798,660 | 0.0014 | 0.9086 | 03/31/2026 |
| 2 | Morgan Stanley & Co. LLC | 150,784 | 82,455 | 247,285.76 | 0.0001 | 0.0803 | 03/31/2026 |
| 3 | Oasis Management (Hong Kong) LLC | 97,629 | 0 | 160,111.56 | 0.0155 | 0.052 | 03/31/2026 |
| 4 | SSgA Funds Management, Inc. | 64,902 | -4,421 | 106,439.28 | 0 | 0.0346 | 03/31/2026 |
| 5 | XTX Markets LLC | 45,266 | -3,376 | 74,236.24 | 0.0011 | 0.0241 | 03/31/2026 |
| 6 | China Universal Asset Management Co., Ltd. | 35,000 | 25,000 | 57,400 | 0.0001 | 0.0186 | 03/31/2026 |
| 7 | Invesco Capital Management LLC | 33,793 | 33,793 | 55,420.52 | 0 | 0.018 | 03/31/2026 |
| 8 | Point72 Asset Management LP | 31,852 | 31,852 | 52,237.28 | 0.0001 | 0.017 | 03/31/2026 |
| 9 | Goldman Sachs & Co. LLC (Private Banking) | 28,633 | -8,769 | 46,958.12 | 0 | 0.0152 | 03/31/2026 |
| 10 | Geode Capital Management LLC | 26,703 | 16,554 | 43,792.92 | 0 | 0.0142 | 03/31/2026 |
| 11 | HHLR Advisors Ltd. | 19,156 | 0 | 31,415.84 | 0.0002 | 0.0102 | 03/31/2026 |
| 12 | Nomura Global Financial Products, Inc. | 17,586 | 17,586 | 28,841.04 | 0.0003 | 0.0094 | 03/31/2026 |
| 13 | Virtu Americas LLC | 15,065 | 15,065 | 24,706.6 | 0.0009 | 0.008 | 03/31/2026 |
| 14 | Centiva Capital LP | 12,537 | -3,071 | 20,560.68 | 0.0009 | 0.0067 | 03/31/2026 |
| 15 | Citigroup Global Markets, Inc. (Investment Management) | 3,900 | -52 | 6,396 | 0 | 0.0021 | 03/31/2026 |
| # | Holder Name | Position | Position Change | $ Market Value | % Port | % O/S | Rpt Date |
|---|---|---|---|---|---|---|---|
| 1 | State Street SPDR S&P Emerging Markets Small Cap ETF | 46,664 | -22,659 | 76,528.96 | 0.0107 | 0.0248 | 06/30/2026 |
| 2 | Fidelity Nasdaq Composite Index Fund | 33,086 | 22,937 | 54,261.04 | 0.0002 | 0.0176 | 05/31/2026 |
| 3 | Invesco Golden Dragon China ETF | 32,502 | 32,502 | 53,303.28 | 0.056 | 0.0173 | 06/30/2026 |
| 4 | Harvest Global Innovation Leader QDII | 13,621 | 0 | 22,338.44 | 0.1092 | 0.0073 | 12/31/2025 |
| 5 | China Universal Global Auto Industry Upgrade Hybrid Fund QDII | 10,000 | 0 | 16,400 | 0.2028 | 0.0053 | 12/31/2025 |
| # | Holder Name | Position | Position Change | $ Market Value | % Port | % O/S | Rpt Date |
|---|---|---|---|---|---|---|---|
| 1 | Barclays Bank Plc (Private Banking) | 1,706,500 | 725,791 | 2,798,660 | 0.0014 | 0.9086 | 03/31/2026 |
| 2 | Morgan Stanley & Co. LLC | 150,784 | 82,455 | 247,285.76 | 0.0001 | 0.0803 | 03/31/2026 |
| 3 | Invesco Capital Management LLC | 33,793 | 33,793 | 55,420.52 | 0 | 0.018 | 03/31/2026 |
| 4 | Point72 Asset Management LP | 31,852 | 31,852 | 52,237.28 | 0.0001 | 0.017 | 03/31/2026 |
| 5 | China Universal Asset Management Co., Ltd. | 35,000 | 25,000 | 57,400 | 0.0001 | 0.0186 | 03/31/2026 |
| 6 | Nomura Global Financial Products, Inc. | 17,586 | 17,586 | 28,841.04 | 0.0003 | 0.0094 | 03/31/2026 |
| 7 | Geode Capital Management LLC | 26,703 | 16,554 | 43,792.92 | 0 | 0.0142 | 03/31/2026 |
| 8 | Virtu Americas LLC | 15,065 | 15,065 | 24,706.6 | 0.0009 | 0.008 | 03/31/2026 |
| 9 | The Northwestern Mutual Life Insurance Co. (Invt Port) | 34 | 34 | 55.76 | 0 | 0 | 03/31/2026 |
| # | Holder Name | Position | Position Change | $ Market Value | % Port | % O/S | Rpt Date |
|---|---|---|---|---|---|---|---|
| 1 | Harvest Fund Management Co., Ltd. | 0 | -13,621 | 0 | 0 | 0 | |
| 2 | Goldman Sachs & Co. LLC (Private Banking) | 28,633 | -8,769 | 46,958.12 | 0 | 0.0152 | 03/31/2026 |
| 3 | SSgA Funds Management, Inc. | 64,902 | -4,421 | 106,439.28 | 0 | 0.0346 | 03/31/2026 |
| 4 | XTX Markets LLC | 45,266 | -3,376 | 74,236.24 | 0.0011 | 0.0241 | 03/31/2026 |
| 5 | Centiva Capital LP | 12,537 | -3,071 | 20,560.68 | 0.0009 | 0.0067 | 03/31/2026 |
| 6 | UBS Securities LLC | 10 | -926 | 16.4 | 0 | 0 | 03/31/2026 |
| 7 | Bank of America, NA (Private Banking) | 0 | -166 | 0 | 0 | 0 | |
| 8 | RhumbLine Advisers LP | 378 | -80 | 619.92 | 0 | 0.0002 | 03/31/2026 |
| 9 | Citigroup Global Markets, Inc. (Investment Management) | 3,900 | -52 | 6,396 | 0 | 0.0021 | 03/31/2026 |
| 10 | EverSource Wealth Advisors LLC | 0 | -11 | 0 | 0 | 0 |
Data provided by FactSet Research Systems Inc.