| # | Holder Name | Position | Position Change | $ Market Value | % Port | % O/S | Rpt Date |
|---|---|---|---|---|---|---|---|
| 1 | Barclays Bank Plc (Private Banking) | 1,706,500 | 725,791 | 2,559,750 | 0.0013 | 0.9086 | 03/31/2026 |
| 2 | Morgan Stanley & Co. LLC | 150,784 | 82,455 | 226,176 | 0.0001 | 0.0803 | 03/31/2026 |
| 3 | Oasis Management (Hong Kong) LLC | 97,629 | 0 | 146,443.5 | 0.0142 | 0.052 | 03/31/2026 |
| 4 | SSgA Funds Management, Inc. | 64,902 | -4,421 | 97,353 | 0 | 0.0346 | 03/31/2026 |
| 5 | XTX Markets LLC | 45,266 | -3,376 | 67,899 | 0.0011 | 0.0241 | 03/31/2026 |
| 6 | China Universal Asset Management Co., Ltd. | 35,000 | 25,000 | 52,500 | 0.0001 | 0.0186 | 06/30/2026 |
| 7 | Invesco Capital Management LLC | 33,793 | 33,793 | 50,689.5 | 0 | 0.018 | 03/31/2026 |
| 8 | Point72 Asset Management LP | 31,852 | 31,852 | 47,778 | 0.0001 | 0.017 | 03/31/2026 |
| 9 | Goldman Sachs & Co. LLC (Private Banking) | 28,633 | -8,769 | 42,949.5 | 0 | 0.0152 | 03/31/2026 |
| 10 | Geode Capital Management LLC | 26,703 | 16,554 | 40,054.5 | 0 | 0.0142 | 03/31/2026 |
| 11 | HHLR Advisors Ltd. | 19,156 | 0 | 28,734 | 0.0002 | 0.0102 | 03/31/2026 |
| 12 | Nomura Global Financial Products, Inc. | 17,586 | 17,586 | 26,379 | 0.0003 | 0.0094 | 03/31/2026 |
| 13 | Virtu Americas LLC | 15,065 | 15,065 | 22,597.5 | 0.0008 | 0.008 | 03/31/2026 |
| 14 | Centiva Capital LP | 12,537 | -3,071 | 18,805.5 | 0.0008 | 0.0067 | 03/31/2026 |
| 15 | Citigroup Global Markets, Inc. (Investment Management) | 3,900 | -52 | 5,850 | 0 | 0.0021 | 03/31/2026 |
| # | Holder Name | Position | Position Change | $ Market Value | % Port | % O/S | Rpt Date |
|---|---|---|---|---|---|---|---|
| 1 | State Street SPDR S&P Emerging Markets Small Cap ETF | 46,664 | -22,659 | 69,996 | 0.0103 | 0.0248 | 06/30/2026 |
| 2 | Fidelity Nasdaq Composite Index Fund | 33,086 | 22,937 | 49,629 | 0.0002 | 0.0176 | 05/31/2026 |
| 3 | Invesco Golden Dragon China ETF | 32,502 | 32,502 | 48,753 | 0.0527 | 0.0173 | 06/30/2026 |
| 4 | Harvest Global Innovation Leader QDII | 13,621 | 0 | 20,431.5 | 0.1037 | 0.0073 | 12/31/2025 |
| 5 | China Universal Global Auto Industry Upgrade Hybrid Fund QDII | 10,000 | 0 | 15,000 | 0.195 | 0.0053 | 12/31/2025 |
| # | Holder Name | Position | Position Change | $ Market Value | % Port | % O/S | Rpt Date |
|---|---|---|---|---|---|---|---|
| 1 | Barclays Bank Plc (Private Banking) | 1,706,500 | 725,791 | 2,559,750 | 0.0013 | 0.9086 | 03/31/2026 |
| 2 | Morgan Stanley & Co. LLC | 150,784 | 82,455 | 226,176 | 0.0001 | 0.0803 | 03/31/2026 |
| 3 | Invesco Capital Management LLC | 33,793 | 33,793 | 50,689.5 | 0 | 0.018 | 03/31/2026 |
| 4 | Point72 Asset Management LP | 31,852 | 31,852 | 47,778 | 0.0001 | 0.017 | 03/31/2026 |
| 5 | China Universal Asset Management Co., Ltd. | 35,000 | 25,000 | 52,500 | 0.0001 | 0.0186 | 06/30/2026 |
| 6 | Nomura Global Financial Products, Inc. | 17,586 | 17,586 | 26,379 | 0.0003 | 0.0094 | 03/31/2026 |
| 7 | Geode Capital Management LLC | 26,703 | 16,554 | 40,054.5 | 0 | 0.0142 | 03/31/2026 |
| 8 | Virtu Americas LLC | 15,065 | 15,065 | 22,597.5 | 0.0008 | 0.008 | 03/31/2026 |
| 9 | The Northwestern Mutual Life Insurance Co. (Invt Port) | 34 | 34 | 51 | 0 | 0 | 03/31/2026 |
| # | Holder Name | Position | Position Change | $ Market Value | % Port | % O/S | Rpt Date |
|---|---|---|---|---|---|---|---|
| 1 | Harvest Fund Management Co., Ltd. | 0 | -13,621 | 0 | 0 | 0 | |
| 2 | Goldman Sachs & Co. LLC (Private Banking) | 28,633 | -8,769 | 42,949.5 | 0 | 0.0152 | 03/31/2026 |
| 3 | SSgA Funds Management, Inc. | 64,902 | -4,421 | 97,353 | 0 | 0.0346 | 03/31/2026 |
| 4 | XTX Markets LLC | 45,266 | -3,376 | 67,899 | 0.0011 | 0.0241 | 03/31/2026 |
| 5 | Centiva Capital LP | 12,537 | -3,071 | 18,805.5 | 0.0008 | 0.0067 | 03/31/2026 |
| 6 | UBS Securities LLC | 10 | -926 | 15 | 0 | 0 | 03/31/2026 |
| 7 | Bank of America, NA (Private Banking) | 0 | -166 | 0 | 0 | 0 | |
| 8 | RhumbLine Advisers LP | 378 | -80 | 567 | 0 | 0.0002 | 03/31/2026 |
| 9 | Citigroup Global Markets, Inc. (Investment Management) | 3,900 | -52 | 5,850 | 0 | 0.0021 | 03/31/2026 |
| 10 | EverSource Wealth Advisors LLC | 0 | -11 | 0 | 0 | 0 |
Data provided by FactSet Research Systems Inc.